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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$735M
AUM Growth
+$28.1M
Cap. Flow
-$7.51M
Cap. Flow %
-1.02%
Top 10 Hldgs %
30.77%
Holding
293
New
14
Increased
108
Reduced
117
Closed
15

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$6.64M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.09M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.89M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.93M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.05M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.46M
2
BNY
Bank of New York Mellon
BNY
+$3.5M
3
K
Kellanova
K
+$2.7M
4
RHI icon
Robert Half
RHI
+$1.88M
5
SLV icon
iShares Silver Trust
SLV
+$1.76M

Sector Composition

Rank Sector Weight
1 Technology 16.39%
2 Healthcare 9.06%
3 Financials 8.61%
4 Communication Services 6.54%
5 Consumer Discretionary 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
176
Agnico Eagle Mines
AEM
$90.5B
$448K 0.06%
2,644
– –
USB icon
177
US Bancorp
USB
$99.6B
$448K 0.06%
8,398
+154
+2% +$7.58K
BAC icon
178
Bank of America
BAC
$442B
$441K 0.06%
8,013
+184
+2% +$9.73K
IYE icon
179
iShares US Energy ETF
IYE
$1.71B
$427K 0.06%
8,974
+285
+3% +$13.5K
NOW icon
180
ServiceNow
NOW
$129B
$413K 0.06%
2,697
-88
-3% -$15.1K
EWC icon
181
iShares MSCI Canada ETF
EWC
$6.33B
$403K 0.05%
7,476
+852
+13% +$44.1K
JEPI icon
182
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$403K 0.05%
7,040
-1,300
-16% -$74.2K
ARKK icon
183
ARK Innovation ETF
ARKK
$6.31B
$401K 0.05%
5,210
– –
DDOG icon
184
Datadog
DDOG
$83.3B
$399K 0.05%
2,931
+242
+9% +$38.2K
AXP icon
185
American Express
AXP
$230B
$398K 0.05%
1,076
-115
-10% -$41.2K
ESGU icon
186
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$394K 0.05%
2,647
– –
CEV
187
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$392K 0.05%
39,079
-520
-1% -$5.34K
BIP icon
188
Brookfield Infrastructure Partners
BIP
$18B
$391K 0.05%
11,250
– –
PECO icon
189
Phillips Edison & Co
PECO
$5.24B
$385K 0.05%
10,835
+45
+0.4% +$1.56K
VCV icon
190
Invesco California Value Municipal Income Trust
VCV
$522M
$384K 0.05%
34,534
-702
-2% -$7.64K
HYG icon
191
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$380K 0.05%
4,711
– –
SCHD icon
192
Schwab US Dividend Equity ETF
SCHD
$105B
$379K 0.05%
13,820
+3,440
+33% +$93.5K
PM icon
193
Philip Morris
PM
$295B
$367K 0.05%
2,290
-40
-2% -$6.2K
URGN icon
194
UroGen Pharma
URGN
$2.29B
$367K 0.05%
15,661
– –
FTXH icon
195
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$931M
$357K 0.05%
10,849
+1,059
+11% +$33K
DNOV icon
196
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$357K 0.05%
7,315
– –
IJH icon
197
iShares Core S&P Mid-Cap ETF
IJH
$127B
$353K 0.05%
5,354
-12
-0.2% -$786
SHYG icon
198
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$352K 0.05%
8,219
– –
IYM icon
199
iShares US Basic Materials ETF
IYM
$1.25B
$349K 0.05%
2,269
+160
+8% +$23.7K
SCHG icon
200
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$349K 0.05%
10,689
+4
+0% +$130
6 7
8
9 10

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TFHU
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Vivaldi Capital Management held 293 positions worth $735M, up 4% from $707M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q4 2025 filing shows 14 new, 108 increased, 117 reduced and 15 closed positions. Its largest new stake was Goldman Sachs Dynamic California Municipal Income ETF: 10,879 shares worth $554K. The largest sale was Intel, an estimated $5.46M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2025 buy was Goldman Sachs Dynamic California Municipal Income ETF: 10,879 shares worth $554K.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q4 2025, an estimated $6.64M increase.
  • Vivaldi Capital Management's biggest Q4 2025 reduction was Bank of New York Mellon, cutting an estimated $3.5M.
  • Vivaldi Capital Management fully exited Intel in Q4 2025, selling an estimated $5.46M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $735M portfolio in Q4 2025.
  • Vivaldi Capital Management opened 14 new positions and closed 15 in Q4 2025.
  • Vivaldi Capital Management's portfolio value rose 4% quarter-over-quarter to $735M.

Based on Vivaldi Capital Management's 13F filing for Q4 2025, filed 13 Feb 2026.