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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
176
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$261K 0.08%
2,883
-92
-3% -$7.93K
INCO icon
177
Columbia India Consumer ETF
INCO
$239M
$257K 0.07%
+3,340
New +$245K
URGN icon
178
UroGen Pharma
URGN
$2.29B
$256K 0.07%
20,124
– –
VDC icon
179
Vanguard Consumer Staples ETF
VDC
$7.99B
$255K 0.07%
+1,167
New +$248K
GMS
180
DELISTED
GMS Inc
GMS
$255K 0.07%
2,810
– –
IVE icon
181
iShares S&P 500 Value ETF
IVE
$49.8B
$254K 0.07%
1,288
+4
+0.3% +$760
SKYY icon
182
First Trust Cloud Computing ETF
SKYY
$3.12B
$254K 0.07%
2,482
-155
-6% -$14.9K
XLP icon
183
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$253K 0.07%
+3,053
New +$245K
FLAX icon
184
Franklin FTSE Asia ex Japan ETF
FLAX
$57.2M
$252K 0.07%
10,172
– –
CIBR icon
185
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$247K 0.07%
4,174
-263
-6% -$15K
FXH icon
186
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$246K 0.07%
2,197
-138
-6% -$15.1K
CAG icon
187
Conagra Brands
CAG
$7.23B
$246K 0.07%
7,553
-19
-0.3% -$583
CAT icon
188
Caterpillar
CAT
$387B
$243K 0.07%
+622
New +$215K
SHM icon
189
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$243K 0.07%
5,051
– –
FDX icon
190
FedEx
FDX
$75.4B
$243K 0.07%
888
-108
-11% -$31.4K
AAVM
191
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$25.9M
$242K 0.07%
9,112
-255
-3% -$6.44K
DHR icon
192
Danaher
DHR
$144B
$239K 0.07%
+860
New +$228K
VCIT icon
193
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$239K 0.07%
+2,855
New +$235K
AMD icon
194
Advanced Micro Devices
AMD
$789B
$236K 0.07%
1,441
+26
+2% +$3.95K
PAAS icon
195
Pan American Silver
PAAS
$21.6B
$233K 0.07%
11,186
– –
THS
196
DELISTED
Treehouse Foods
THS
$231K 0.07%
5,511
– –
VGK icon
197
Vanguard FTSE Europe ETF
VGK
$31.4B
$231K 0.07%
3,245
+3
+0.1% +$206
SFM icon
198
Sprouts Farmers Market
SFM
$8.01B
$228K 0.07%
+2,065
New +$197K
IEMG icon
199
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$228K 0.07%
3,970
– –
BAC icon
200
Bank of America
BAC
$442B
$223K 0.06%
5,622
-4,225
-43% -$169K
6 7
8
9 10

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TFHU
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ZDA
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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.