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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
176
iShares Select U.S. REIT ETF
ICF
$2.09B
$234K 0.07%
4,215
-28,328
-87% -$1.61M
DE icon
177
Deere & Co
DE
$168B
$233K 0.07%
565
-10
-2% -$4.14K
VGK icon
178
Vanguard FTSE Europe ETF
VGK
$31.4B
$232K 0.07%
3,810
-7,852
-67% -$469K
GDX icon
179
VanEck Gold Miners ETF
GDX
$27.4B
$224K 0.07%
6,931
+25
+0.4% +$756
XLI icon
180
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$224K 0.07%
2,212
-1,130
-34% -$114K
ICLN icon
181
iShares Global Clean Energy ETF
ICLN
$2.4B
$224K 0.07%
11,308
-640
-5% -$12.7K
MUB icon
182
iShares National Muni Bond ETF
MUB
$45.5B
$218K 0.07%
2,020
-390
-16% -$41.7K
FLAX icon
183
Franklin FTSE Asia ex Japan ETF
FLAX
$57.2M
$217K 0.07%
10,172
– –
SCHC icon
184
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$209K 0.06%
6,195
-269
-4% -$8.98K
ARKG icon
185
ARK Genomic Revolution ETF
ARKG
$1.73B
$205K 0.06%
6,829
– –
APO icon
186
Apollo Global Management
APO
$73.4B
$204K 0.06%
3,232
-4,537
-58% -$304K
V icon
187
Visa
V
$677B
$202K 0.06%
897
-1,862
-67% -$414K
VUG icon
188
Vanguard Morningstar Growth ETF
VUG
$231B
$202K 0.06%
+4,860
New +$189K
BND icon
189
Vanguard Total Bond Market
BND
$158B
$201K 0.06%
+2,729
New +$200K
BAC icon
190
Bank of America
BAC
$442B
$201K 0.06%
7,023
-1,933
-22% -$63.8K
TRI icon
191
Thomson Reuters
TRI
$44.1B
$201K 0.06%
+1,464
New +$187K
MYI icon
192
BlackRock MuniYield Quality Fund III
MYI
$721M
$178K 0.05%
15,701
-37,023
-70% -$414K
NEA icon
193
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$173K 0.05%
15,597
+2,600
+20% +$29K
LYFT icon
194
Lyft
LYFT
$6.63B
$149K 0.05%
16,120
– –
NAD icon
195
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$149K 0.05%
12,930
– –
DSL
196
DoubleLine Income Solutions Fund
DSL
$1.24B
$115K 0.03%
10,100
-21,100
-68% -$252K
KYN icon
197
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$110K 0.03%
12,730
-1,915
-13% -$16.8K
SOFI icon
198
SoFi Technologies
SOFI
$23.7B
$95.8K 0.03%
15,788
-71
-0.4% -$431
INDP icon
199
Indaptus Therapeutics
INDP
$157M
$44.4K 0.01%
857
– –
GALT icon
200
Galectin Therapeutics
GALT
$348M
$40.4K 0.01%
19,261
– –
6 7
8
9 10

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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.