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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRT icon
176
Independence Realty Trust
IRT
$4.07B
$250K 0.07%
+16,160
New +$327K
MUB icon
177
iShares National Muni Bond ETF
MUB
$45.5B
$249K 0.07%
2,410
-138
-5% -$14.7K
RPM icon
178
RPM International
RPM
$15B
$249K 0.07%
2,730
– –
BR icon
179
Broadridge
BR
$19B
$244K 0.07%
1,708
-55
-3% -$8.93K
GRID
180
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$244K 0.07%
3,234
– –
FEZ icon
181
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$240K 0.06%
+7,665
New +$264K
XLU icon
182
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$238K 0.06%
7,472
+1,716
+30% +$62.9K
NKX icon
183
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$236K 0.06%
20,415
-4,436
-18% -$59K
NAC icon
184
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$235K 0.06%
21,408
-4,958
-19% -$60.3K
CMI icon
185
Cummins
CMI
$88.7B
$233K 0.06%
1,070
+7
+0.7% +$1.49K
DFAT icon
186
Dimensional US Targeted Value ETF
DFAT
$14.7B
$233K 0.06%
5,739
+15
+0.3% +$640
MINT icon
187
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$232K 0.06%
2,348
– –
XLY icon
188
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$232K 0.06%
+3,294
New +$258K
ERTH icon
189
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$230K 0.06%
4,882
-345
-7% -$19.2K
CAG icon
190
Conagra Brands
CAG
$7.23B
$229K 0.06%
6,986
-48
-0.7% -$1.65K
BNY
191
Bank of New York Mellon
BNY
$107B
$227K 0.06%
5,752
+59
+1% +$2.52K
DXJ icon
192
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$227K 0.06%
3,589
– –
ARKG icon
193
ARK Genomic Revolution ETF
ARKG
$1.73B
$226K 0.06%
6,876
-295
-4% -$10.8K
BLK icon
194
Blackrock
BLK
$176B
$225K 0.06%
409
+6
+1% +$3.93K
CMCSA icon
195
Comcast
CMCSA
$90B
$224K 0.06%
7,665
-318
-4% -$11.9K
ICLN icon
196
iShares Global Clean Energy ETF
ICLN
$2.4B
$220K 0.06%
11,948
– –
PAYX icon
197
Paychex
PAYX
$42.7B
$220K 0.06%
2,008
+8
+0.4% +$991
VHT icon
198
Vanguard Health Care ETF
VHT
$18.6B
$219K 0.06%
+969
New +$231K
ORCL icon
199
Oracle
ORCL
$423B
$217K 0.06%
3,425
+91
+3% +$6.66K
MOAT icon
200
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$216K 0.06%
+3,523
New +$237K
6 7
8
9 10

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Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.