VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
-13.01%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$384M
AUM Growth
+$384M
Cap. Flow
+$19M
Cap. Flow %
4.95%
Top 10 Hldgs %
33.44%
Holding
224
New
8
Increased
107
Reduced
62
Closed
6

Top Buys

1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
$2.29M
2
VVR icon
Invesco Senior Income Trust
VVR
$1.63M
3
ISD
PGIM High Yield Bond Fund
ISD
$1.62M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.51M
5
GHY
PGIM Global High Yield Fund
GHY
$1.42M

Top Sells

1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$3.09M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$1.45M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$1.21M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$693K

Sector Composition

1 Real Estate 8.03%
2 Technology 4.94%
3 Financials 3.11%
4 Healthcare 3.01%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BR icon
176
Broadridge
BR
$29.3B
$251K 0.07%
1,763
+103
+6% +$14.7K
GRID icon
177
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$3.13B
$251K 0.07%
3,234
– –
BLK icon
178
Blackrock
BLK
$170B
$245K 0.06%
403
– –
NKE icon
179
Nike
NKE
$110B
$245K 0.06%
2,398
+27
+1% +$2.76K
CAG icon
180
Conagra Brands
CAG
$9.19B
$241K 0.06%
7,034
+117
+2% +$4.01K
BK icon
181
Bank of New York Mellon
BK
$73.8B
$237K 0.06%
5,693
– –
DHR icon
182
Danaher
DHR
$143B
$237K 0.06%
+1,054
New +$237K
DFAX icon
183
Dimensional World ex US Core Equity 2 ETF
DFAX
$9.16B
$234K 0.06%
+10,896
New +$234K
MINT icon
184
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$233K 0.06%
2,348
-19,107
-89% -$1.9M
ORCL icon
185
Oracle
ORCL
$628B
$233K 0.06%
3,334
+260
+8% +$18.2K
DFAT icon
186
Dimensional US Targeted Value ETF
DFAT
$11.7B
$230K 0.06%
+5,724
New +$230K
THS icon
187
Treehouse Foods
THS
$917M
$230K 0.06%
5,500
– –
ICLN icon
188
iShares Global Clean Energy ETF
ICLN
$1.54B
$228K 0.06%
11,948
– –
PAYX icon
189
Paychex
PAYX
$48.8B
$228K 0.06%
2,000
-2
-0.1% -$228
ESGU icon
190
iShares ESG Aware MSCI USA ETF
ESGU
$14.2B
$227K 0.06%
2,711
+64
+2% +$5.36K
ARKG icon
191
ARK Genomic Revolution ETF
ARKG
$1.05B
$226K 0.06%
7,171
– –
DXJ icon
192
WisdomTree Japan Hedged Equity Fund
DXJ
$3.72B
$224K 0.06%
3,589
+153
+4% +$9.55K
ROBO icon
193
ROBO Global Robotics & Automation Index ETF
ROBO
$1.09B
$224K 0.06%
4,981
– –
MTCH icon
194
Match Group
MTCH
$9.04B
$223K 0.06%
3,198
-6
-0.2% -$418
SCZ icon
195
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
$221K 0.06%
4,046
– –
RPM icon
196
RPM International
RPM
$15.8B
$215K 0.06%
2,730
– –
VSS icon
197
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.63B
$207K 0.05%
2,009
-781
-28% -$80.5K
BKNG icon
198
Booking.com
BKNG
$181B
$206K 0.05%
118
+5
+4% +$8.73K
CMI icon
199
Cummins
CMI
$54B
$206K 0.05%
1,063
+8
+0.8% +$1.55K
AXP icon
200
American Express
AXP
$225B
$205K 0.05%
1,480
+129
+10% +$17.9K
5 6 7
8
9