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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$462M
AUM Growth
-$36.5M
Cap. Flow
-$24.9M
Cap. Flow %
-5.39%
Top 10 Hldgs %
36.74%
Holding
401
New
56
Increased
41
Reduced
76
Closed
66

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$1.62M
2
ALTA
Altabancorp
ALTA
+$976K
3
CMF icon
iShares California Muni Bond ETF
CMF
+$732K
4
FBC
Flagstar Bancorp, Inc. New
FBC
+$587K
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$582K

Top Sells

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$10.4M
2
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$2.06M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.9M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.89M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.46M

Sector Composition

Rank Sector Weight
1 Financials 5.34%
2 Technology 4.16%
3 Consumer Discretionary 3.39%
4 Healthcare 2.28%
5 Communication Services 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
176
Schwab International Small-Cap Equity ETF
SCHC
$5.64B
$300K 0.07%
7,226
-484
-6% -$20.6K
XLF icon
177
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$300K 0.07%
7,988
-1,671
-17% -$62.5K
BNY
178
Bank of New York Mellon
BNY
$107B
$297K 0.06%
5,729
– –
XLV icon
179
State Street Health Care Select Sector SPDR ETF
XLV
$42.5B
$297K 0.06%
2,332
-696
-23% -$92K
HCCC
180
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$296K 0.06%
+30,000
New +$294K
MACQ
181
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$293K 0.06%
+29,722
New +$291K
DDOG icon
182
Datadog
DDOG
$84.1B
$283K 0.06%
2,000
– –
UNP icon
183
Union Pacific
UNP
$175B
$282K 0.06%
1,437
– –
BMY icon
184
Bristol-Myers Squibb
BMY
$131B
$280K 0.06%
4,724
– –
URGN icon
185
UroGen Pharma
URGN
$2.31B
$280K 0.06%
+16,650
New +$264K
VUG icon
186
Vanguard Morningstar Growth ETF
VUG
$231B
$280K 0.06%
5,796
– –
JNK icon
187
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$274K 0.06%
2,508
– –
BR icon
188
Broadridge
BR
$19B
$273K 0.06%
1,636
– –
OMCL icon
189
Omnicell
OMCL
$1.71B
$267K 0.06%
1,800
– –
BKNG icon
190
Booking.com
BKNG
$160B
$266K 0.06%
2,800
+25
+0.9% +$2.24K
VSS icon
191
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.8B
$266K 0.06%
1,991
– –
ORCL icon
192
Oracle
ORCL
$418B
$265K 0.06%
3,042
– –
CEF icon
193
Sprott Physical Gold and Silver Trust
CEF
$8.03B
$259K 0.06%
15,112
+500
+3% +$9.02K
ICLN icon
194
iShares Global Clean Energy ETF
ICLN
$2.4B
$259K 0.06%
11,968
– –
MSPR
195
DELISTED
MSP Recovery Inc
MSPR
$253K 0.05%
6
+3
+100% +$130K
PEAR
196
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$249K 0.05%
+25,010
New +$247K
SOND
197
DELISTED
Sonder
SOND
$248K 0.05%
+1,253
New +$248K
CLX icon
198
Clorox
CLX
$12.8B
$245K 0.05%
1,481
+95
+7% +$16.4K
LMRK
199
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$245K 0.05%
+15,011
New +$222K
BND icon
200
Vanguard Total Bond Market
BND
$158B
$243K 0.05%
2,846
-347
-11% -$30K
6 7
8
9 10

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Vivaldi Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Vivaldi Capital Management held 401 positions worth $462M, down 7.3% from $498M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vivaldi Capital Management withdrew a net $24.9M in Q3 2021, closing 66 positions and reducing 76 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Vivaldi Capital Management opened a new position in Altabancorp worth $1.04M.

  • Vivaldi Capital Management's largest Q3 2021 buy was Altabancorp: 23,547 shares worth $1.04M.
  • Vivaldi Capital Management added most to GE Aerospace in Q3 2021, an estimated $1.62M increase.
  • Vivaldi Capital Management's biggest Q3 2021 reduction was Angel Oak Financial Strategies Income Term Trust, cutting an estimated $10.4M.
  • Vivaldi Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $1.17M.
  • Vivaldi Capital Management's ten largest holdings make up 37% of its $462M portfolio in Q3 2021.
  • Vivaldi Capital Management opened 56 new positions and closed 66 in Q3 2021.
  • Vivaldi Capital Management's portfolio value fell 7.3% quarter-over-quarter to $462M.

Based on Vivaldi Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.