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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
176
Bank of America
BAC
$441B
$340K 0.07%
+12,712
New +$300K
FNDE icon
177
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$336K 0.07%
13,400
-7,837
-37% -$176K
XLV icon
178
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$335K 0.07%
+3,123
New +$308K
JNK icon
179
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$334K 0.07%
3,175
+223
+8% +$22.2K
USB icon
180
US Bancorp
USB
$99.4B
$327K 0.07%
8,638
+1,382
+19% +$49.2K
QQQ icon
181
Invesco QQQ Trust
QQQ
$479B
$324K 0.07%
1,193
+120
+11% +$26.9K
BRK.A icon
182
Berkshire Hathaway Class A
BRK.A
$1.13T
$320K 0.07%
1
– –
SCPE
183
DELISTED
SC Health Corporation
SCPE
$320K 0.07%
+31,604
New +$316K
BLK icon
184
Blackrock
BLK
$175B
$319K 0.07%
+541
New +$273K
AMLP icon
185
Alerian MLP ETF
AMLP
$12.9B
$317K 0.07%
12,188
+1,044
+9% +$25.6K
CLX icon
186
Clorox
CLX
$12.8B
$316K 0.07%
1,392
-13
-0.9% -$2.6K
VSS icon
187
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$315K 0.07%
+2,965
New +$265K
THS
188
DELISTED
Treehouse Foods
THS
$312K 0.06%
+7,200
New +$351K
VCIT icon
189
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$312K 0.06%
+3,236
New +$298K
CBRE icon
190
CBRE Group
CBRE
$42.7B
$310K 0.06%
+6,562
New +$283K
DKS icon
191
Dick's Sporting Goods
DKS
$17.8B
$307K 0.06%
+6,650
New +$211K
RPM icon
192
RPM International
RPM
$14.8B
$305K 0.06%
+3,600
New +$250K
IBM icon
193
IBM
IBM
$220B
$304K 0.06%
2,508
-844
-25% -$98K
CELU icon
194
Celularity
CELU
$19.8M
$302K 0.06%
2,961
+961
+48% +$95.4K
BR icon
195
Broadridge
BR
$18.8B
$298K 0.06%
+2,142
New +$248K
MRK icon
196
Merck
MRK
$317B
$298K 0.06%
3,783
-917
-20% -$69K
SCZ icon
197
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$297K 0.06%
5,087
+59
+1% +$2.97K
IDV icon
198
iShares International Select Dividend ETF
IDV
$8.48B
$296K 0.06%
10,981
-1,823
-14% -$43.8K
IXUS icon
199
iShares Core MSCI Total International Stock ETF
IXUS
$59.5B
$293K 0.06%
+4,932
New +$254K
SCHC icon
200
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$293K 0.06%
8,977
-9,185
-51% -$254K
6 7
8
9 10

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.