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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
Cap. Flow
+$104M
Cap. Flow %
23.36%
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$30.8M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$30.7M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.06M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$7.04M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$19.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.2M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.8M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.73M

Sector Composition

Rank Sector Weight
1 Communication Services 3.28%
2 Technology 2.58%
3 Financials 2.39%
4 Healthcare 2.32%
5 Consumer Staples 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
176
NVIDIA
NVDA
$5.42T
$215K 0.05%
+32,640
New +$206K
ALGN icon
177
Align Technology
ALGN
$12.3B
$214K 0.05%
+1,232
New +$295K
ADBE icon
178
Adobe
ADBE
$105B
$210K 0.05%
661
+32
+5% +$10.9K
BNDX icon
179
Vanguard Total International Bond ETF
BNDX
$82.2B
$207K 0.05%
+3,673
New +$210K
NKE icon
180
Nike
NKE
$61.9B
$205K 0.05%
2,485
+28
+1% +$2.6K
TECD
181
DELISTED
Tech Data Corp
TECD
$205K 0.05%
1,564
+125
+9% +$17.3K
QQQ icon
182
Invesco QQQ Trust
QQQ
$484B
$204K 0.05%
+1,073
New +$227K
RSF
183
RiverNorth Capital and Income Fund
RSF
$58.9M
$198K 0.04%
12,521
+185
+1% +$3.2K
CELU icon
184
Celularity
CELU
$20.3M
$196K 0.04%
+2,000
New +$198K
AMLP icon
185
Alerian MLP ETF
AMLP
$12.8B
$192K 0.04%
11,144
+9,120
+451% +$309K
NWL icon
186
Newell Brands
NWL
$2.56B
$142K 0.03%
10,672
+314
+3% +$5.4K
KYN icon
187
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$140K 0.03%
38,595
-1,440
-4% -$15.6K
ET icon
188
Energy Transfer Partners
ET
$69.3B
$120K 0.03%
+26,039
New +$277K
GE icon
189
GE Aerospace
GE
$384B
$115K 0.03%
2,895
+183
+7% +$9.76K
DNP icon
190
DNP Select Income Fund
DNP
$4.09B
$102K 0.02%
10,400
– –
PSP icon
191
Invesco Global Listed Private Equity ETF
PSP
$246M
$85K 0.02%
+2,091
New +$121K
SREV
192
DELISTED
ServiceSource International, Inc.
SREV
$33K 0.01%
+37,500
New +$55.7K
ENLC
193
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$24K 0.01%
+21,440
New +$84.3K
RENO
194
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$24K 0.01%
+18,782
New +$33.3K
GALT icon
195
Galectin Therapeutics
GALT
$348M
$21K ﹤0.01%
10,668
– –
MUX icon
196
McEwen Inc
MUX
$1.18B
$7K ﹤0.01%
1,000
– –
NAK
197
Northern Dynasty Minerals
NAK
$958M
$4K ﹤0.01%
10,000
– –
BAC icon
198
Bank of America
BAC
$442B
– –
-9,606
Closed -$338K
BDX icon
199
Becton Dickinson
BDX
$48.2B
– –
-824
Closed -$219K
BNY
200
Bank of New York Mellon
BNY
$107B
– –
-7,584
Closed -$382K
6 7
8
9 10

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Vivaldi Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.

By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.

  • Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
  • Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
  • Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
  • Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
  • Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
  • Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
  • Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.