VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+0.42%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.4M
Cap. Flow %
9.34%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

1
RILY icon
B. Riley Financial
RILY
$19.5M
2
META icon
Meta Platforms (Facebook)
META
$18.1M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$11M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$5.73M
5
LYFT icon
Lyft
LYFT
$3.23M

Top Sells

1
RSF
RiverNorth Capital and Income Fund
RSF
$3.65M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
$3M
3
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$2.9M
4
HIX
Western Asset High Income Fund II
HIX
$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2.36M

Sector Composition

1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CBRE icon
176
CBRE Group
CBRE
$48.9B
$270K 0.06%
5,097
+78
+2% +$4.13K
EOG icon
177
EOG Resources
EOG
$64.4B
$270K 0.06%
3,635
-1,736
-32% -$129K
ECL icon
178
Ecolab
ECL
$77.6B
$264K 0.06%
1,332
-2
-0.1% -$396
AMLP icon
179
Alerian MLP ETF
AMLP
$10.5B
$261K 0.06%
5,712
-3,950
-41% -$180K
GILD icon
180
Gilead Sciences
GILD
$143B
$260K 0.06%
4,109
+740
+22% +$46.8K
FLTR icon
181
VanEck IG Floating Rate ETF
FLTR
$2.56B
$254K 0.06%
10,050
-13,324
-57% -$337K
DIA icon
182
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.8B
$253K 0.06%
941
-200
-18% -$53.8K
MUB icon
183
iShares National Muni Bond ETF
MUB
$38.9B
$253K 0.06%
2,214
– –
WFC icon
184
Wells Fargo
WFC
$253B
$242K 0.06%
4,789
-4,154
-46% -$210K
BA icon
185
Boeing
BA
$174B
$235K 0.06%
+617
New +$235K
CLX icon
186
Clorox
CLX
$15.5B
$234K 0.06%
1,538
+151
+11% +$23K
ADBE icon
187
Adobe
ADBE
$148B
$231K 0.05%
+836
New +$231K
FITB icon
188
Fifth Third Bancorp
FITB
$30.2B
$231K 0.05%
8,455
+95
+1% +$2.6K
VIG icon
189
Vanguard Dividend Appreciation ETF
VIG
$95.8B
$231K 0.05%
1,932
– –
VLO icon
190
Valero Energy
VLO
$48.7B
$230K 0.05%
2,694
+191
+8% +$16.3K
CBM
191
DELISTED
Cambrex Corporation
CBM
$228K 0.05%
+3,829
New +$228K
SBUX icon
192
Starbucks
SBUX
$97.1B
$226K 0.05%
+2,561
New +$226K
XLF icon
193
Financial Select Sector SPDR Fund
XLF
$53.2B
$226K 0.05%
8,080
-3,172
-28% -$88.7K
IP icon
194
International Paper
IP
$25.7B
$224K 0.05%
5,668
+662
+13% +$26.2K
MCA
195
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$224K 0.05%
15,541
+1,421
+10% +$20.5K
AUY
196
DELISTED
Yamana Gold, Inc.
AUY
$223K 0.05%
+70,000
New +$223K
KRE icon
197
SPDR S&P Regional Banking ETF
KRE
$3.99B
$221K 0.05%
4,179
-51
-1% -$2.7K
VMBS icon
198
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.8B
$221K 0.05%
+4,144
New +$221K
LDUR icon
199
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$945M
$220K 0.05%
2,195
– –
CEV
200
Eaton Vance California Municipal Income Trust
CEV
$67.7M
$219K 0.05%
16,290
+1,498
+10% +$20.1K
6 7
8
9 10