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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRE icon
176
CBRE Group
CBRE
$43B
$270K 0.06%
5,097
+78
+2% +$4.1K
EOG icon
177
EOG Resources
EOG
$77.6B
$270K 0.06%
3,635
-1,736
-32% -$141K
ECL icon
178
Ecolab
ECL
$78.6B
$264K 0.06%
1,332
-2
-0.1% -$401
AMLP icon
179
Alerian MLP ETF
AMLP
$13B
$261K 0.06%
5,712
-3,950
-41% -$187K
GILD icon
180
Gilead Sciences
GILD
$163B
$260K 0.06%
4,109
+740
+22% +$48.4K
FLTR icon
181
VanEck IG Floating Rate ETF
FLTR
$2.97B
$254K 0.06%
10,050
-13,324
-57% -$336K
DIA icon
182
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$253K 0.06%
941
-200
-18% -$53.4K
MUB icon
183
iShares National Muni Bond ETF
MUB
$45.2B
$253K 0.06%
2,214
– –
WFC icon
184
Wells Fargo
WFC
$266B
$242K 0.06%
4,789
-4,154
-46% -$196K
BA icon
185
Boeing
BA
$185B
$235K 0.06%
+617
New +$221K
CLX icon
186
Clorox
CLX
$11.9B
$234K 0.06%
1,538
+151
+11% +$23.9K
ADBE icon
187
Adobe
ADBE
$99.9B
$231K 0.05%
+836
New +$244K
FITB
188
Fifth Third Bancorp
FITB
$51.6B
$231K 0.05%
8,455
+95
+1% +$2.6K
VIG icon
189
Vanguard Dividend Appreciation ETF
VIG
$112B
$231K 0.05%
1,932
– –
VLO icon
190
Valero Energy
VLO
$88.5B
$230K 0.05%
2,694
+191
+8% +$15.4K
CBM
191
DELISTED
Cambrex Corporation
CBM
$228K 0.05%
+3,829
New +$205K
SBUX icon
192
Starbucks
SBUX
$118B
$226K 0.05%
+2,561
New +$237K
XLF icon
193
State Street Financial Select Sector SPDR ETF
XLF
$58B
$226K 0.05%
8,080
-3,172
-28% -$87.6K
IP icon
194
International Paper
IP
$21.9B
$224K 0.05%
5,668
+662
+13% +$25.9K
MCA
195
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$224K 0.05%
15,541
+1,421
+10% +$20.3K
AUY
196
DELISTED
Yamana Gold, Inc.
AUY
$223K 0.05%
+70,000
New +$223K
KRE icon
197
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$221K 0.05%
4,179
-51
-1% -$2.66K
VMBS icon
198
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$221K 0.05%
+4,144
New +$220K
LDUR icon
199
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$220K 0.05%
2,195
– –
CEV
200
Eaton Vance California Municipal Income Trust
CEV
$70.8M
$219K 0.05%
16,290
+1,498
+10% +$19.6K
6 7
8
9 10

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.