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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCK
151
DELISTED
Pimco California Municipal Income Fund II
PCK
$347K 0.1%
60,413
-9,744
-14% -$52.4K
MO icon
152
Altria Group
MO
$114B
$346K 0.1%
8,602
+636
+8% +$26.3K
BIP icon
153
Brookfield Infrastructure Partners
BIP
$18B
$334K 0.1%
11,250
– –
BR icon
154
Broadridge
BR
$19B
$334K 0.1%
1,724
+49
+3% +$9.04K
BAC icon
155
Bank of America
BAC
$442B
$327K 0.1%
9,985
+1,984
+25% +$57.8K
BNY
156
Bank of New York Mellon
BNY
$107B
$324K 0.1%
6,015
+192
+3% +$8.84K
IJH icon
157
iShares Core S&P Mid-Cap ETF
IJH
$127B
$323K 0.1%
5,845
-195
-3% -$9.89K
DFUV icon
158
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$321K 0.1%
8,592
+13
+0.2% +$447
LAZR
159
DELISTED
Luminar Technologies
LAZR
$317K 0.1%
8,358
+25
+0.3% +$1.24K
ACN icon
160
Accenture
ACN
$108B
$315K 0.09%
867
+70
+9% +$22.6K
TGT icon
161
Target
TGT
$68B
$309K 0.09%
2,116
+284
+16% +$34.7K
URGN icon
162
UroGen Pharma
URGN
$2.29B
$309K 0.09%
16,461
– –
MUC icon
163
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$307K 0.09%
27,668
-1,303
-4% -$13.2K
SHV icon
164
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$306K 0.09%
2,777
+183
+7% +$20.2K
VZ icon
165
Verizon
VZ
$196B
$306K 0.09%
+7,626
New +$270K
VFH icon
166
Vanguard Financials ETF
VFH
$13.6B
$302K 0.09%
3,217
+643
+25% +$54K
MOAT icon
167
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$302K 0.09%
3,563
-25
-0.7% -$1.94K
RPM icon
168
RPM International
RPM
$15B
$301K 0.09%
2,772
+36
+1% +$3.64K
ADBE icon
169
Adobe
ADBE
$105B
$299K 0.09%
+496
New +$286K
QQQ icon
170
Invesco QQQ Trust
QQQ
$484B
$295K 0.09%
689
-378
-35% -$143K
CMI icon
171
Cummins
CMI
$88.7B
$295K 0.09%
1,160
+61
+6% +$13.9K
DNOV icon
172
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$288K 0.09%
7,315
– –
ESGU icon
173
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$288K 0.09%
2,647
– –
PH icon
174
Parker-Hannifin
PH
$135B
$283K 0.08%
553
+32
+6% +$13.3K
DDOG icon
175
Datadog
DDOG
$83.3B
$278K 0.08%
+2,108
New +$217K
5 6
7
8 9

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.