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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
151
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$421K 0.1%
3,157
+159
+5% +$21.1K
CBRE icon
152
CBRE Group
CBRE
$42.9B
$413K 0.1%
5,046
+38
+0.8% +$2.81K
HON icon
153
Honeywell
HON
$78B
$399K 0.1%
2,007
+106
+6% +$20.3K
MO icon
154
Altria Group
MO
$114B
$397K 0.1%
8,624
+2,047
+31% +$92.7K
IBDO
155
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$396K 0.1%
15,798
-338
-2% -$8.44K
QQQ icon
156
Invesco QQQ Trust
QQQ
$484B
$395K 0.1%
1,447
-275
-16% -$76K
SHM icon
157
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$395K 0.1%
8,330
-920
-10% -$42.8K
DIA icon
158
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$391K 0.1%
1,165
– –
IBM icon
159
IBM
IBM
$224B
$387K 0.1%
2,693
+68
+3% +$9.38K
DSL
160
DoubleLine Income Solutions Fund
DSL
$1.24B
$377K 0.09%
31,200
– –
SH icon
161
ProShares Short S&P500
SH
$897M
$373K 0.09%
5,938
– –
DHI icon
162
D.R. Horton
DHI
$42.3B
$370K 0.09%
3,983
-3,810
-49% -$305K
IGSB icon
163
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$367K 0.09%
7,300
– –
PRU icon
164
Prudential Financial
PRU
$41.8B
$360K 0.09%
3,659
-3
-0.1% -$304
SPYV icon
165
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$352K 0.09%
8,726
– –
VGT icon
166
Vanguard Information Technology ETF
VGT
$149B
$352K 0.09%
8,680
+3,248
+60% +$133K
BLK icon
167
Blackrock
BLK
$176B
$346K 0.09%
459
+50
+12% +$33.4K
PECO icon
168
Phillips Edison & Co
PECO
$5.24B
$345K 0.09%
10,790
– –
BMY icon
169
Bristol-Myers Squibb
BMY
$132B
$342K 0.08%
4,813
-59
-1% -$4.45K
XLI icon
170
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$336K 0.08%
3,342
-141
-4% -$13.4K
DFAS icon
171
Dimensional US Small Cap ETF
DFAS
$15.7B
$331K 0.08%
6,312
+669
+12% +$34.4K
UNP icon
172
Union Pacific
UNP
$174B
$331K 0.08%
1,563
-10
-0.6% -$2.05K
ARKK icon
173
ARK Innovation ETF
ARKK
$6.31B
$325K 0.08%
9,670
-35
-0.4% -$1.25K
VCV icon
174
Invesco California Value Municipal Income Trust
VCV
$522M
$321K 0.08%
32,802
+21,822
+199% +$202K
FEZ icon
175
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$313K 0.08%
7,537
-128
-2% -$4.68K
5 6
7
8 9

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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.