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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
151
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$341K 0.09%
+1,165
New +$370K
BMY icon
152
Bristol-Myers Squibb
BMY
$132B
$340K 0.09%
4,872
+42
+0.9% +$3.05K
META icon
153
Meta Platforms (Facebook)
META
$1.51T
$337K 0.09%
2,527
+59
+2% +$9.56K
MSI icon
154
Motorola Solutions
MSI
$77.4B
$335K 0.09%
1,458
+3
+0.2% +$708
PRU icon
155
Prudential Financial
PRU
$41.8B
$334K 0.09%
3,662
+23
+0.6% +$2.21K
IBM icon
156
IBM
IBM
$224B
$312K 0.08%
2,625
+7
+0.3% +$919
UNP icon
157
Union Pacific
UNP
$174B
$308K 0.08%
1,573
+7
+0.4% +$1.55K
HON icon
158
Honeywell
HON
$78B
$307K 0.08%
1,901
+16
+0.8% +$2.79K
SPYV icon
159
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$307K 0.08%
8,726
– –
PECO icon
160
Phillips Edison & Co
PECO
$5.24B
$306K 0.08%
+10,790
New +$355K
MUC icon
161
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$303K 0.08%
28,084
-6,650
-19% -$80.2K
XLI icon
162
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$297K 0.08%
+3,483
New +$321K
BN icon
163
Brookfield
BN
$108B
$294K 0.08%
13,499
– –
IAGG icon
164
iShares Core International Aggregate Bond Fund
IAGG
$11B
$290K 0.08%
6,014
– –
SCHZ icon
165
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$288K 0.08%
12,810
-1,772
-12% -$42.2K
COST icon
166
Costco
COST
$420B
$283K 0.08%
605
+20
+3% +$10.4K
MO icon
167
Altria Group
MO
$114B
$282K 0.08%
6,577
-142
-2% -$6.19K
NVDA icon
168
NVIDIA
NVDA
$5.42T
$273K 0.07%
22,620
-2,410
-10% -$38.1K
DFAS icon
169
Dimensional US Small Cap ETF
DFAS
$15.7B
$271K 0.07%
+5,643
New +$288K
BAC icon
170
Bank of America
BAC
$442B
$270K 0.07%
8,772
+218
+3% +$7.29K
DFUV icon
171
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$261K 0.07%
8,518
-966
-10% -$31.4K
HYG icon
172
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$256K 0.07%
3,546
– –
DHR icon
173
Danaher
DHR
$144B
$255K 0.07%
1,069
+15
+1% +$3.67K
THS
174
DELISTED
Treehouse Foods
THS
$251K 0.07%
5,500
– –
FLOT icon
175
iShares Floating Rate Bond ETF
FLOT
$10.3B
$250K 0.07%
4,977
-395
-7% -$19.8K
5 6
7
8 9

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Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.