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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-13.01%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$384M
AUM Growth
-$40K
Cap. Flow
+$19.7M
Cap. Flow %
5.13%
Top 10 Hldgs %
33.44%
Holding
224
New
8
Increased
105
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$2.51M
2
ISD
PGIM High Yield Bond Fund
ISD
+$1.76M
3
VVR icon
Invesco Senior Income Trust
VVR
+$1.69M
4
GHY
PGIM Global High Yield Fund
GHY
+$1.53M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$3.07M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.45M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.21M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$753K

Sector Composition

Rank Sector Weight
1 Real Estate 8.03%
2 Technology 4.94%
3 Financials 3.11%
4 Healthcare 3.01%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDN
151
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$368K 0.1%
14,700
-3,505
-19% -$87.7K
CEFS icon
152
Saba Closed-End Funds ETF
CEFS
$434M
$366K 0.1%
+21,245
New +$392K
SCHZ icon
153
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$349K 0.09%
14,582
+6
+0% +$145
PRU icon
154
Prudential Financial
PRU
$41.6B
$348K 0.09%
3,639
-13
-0.4% -$1.38K
WTW icon
155
Willis Towers Watson
WTW
$31.5B
$346K 0.09%
1,751
+5
+0.3% +$1.07K
UNP icon
156
Union Pacific
UNP
$175B
$334K 0.09%
1,566
+118
+8% +$26.8K
XLF icon
157
State Street Financial Select Sector SPDR ETF
XLF
$58.7B
$328K 0.09%
10,432
-461
-4% -$15.9K
NAC icon
158
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$325K 0.08%
26,366
-1,133
-4% -$13.8K
BN icon
159
Brookfield
BN
$109B
$324K 0.08%
13,499
– –
SPYV icon
160
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$321K 0.08%
8,726
– –
NKX icon
161
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$320K 0.08%
24,851
-1,040
-4% -$13.6K
CMCSA icon
162
Comcast
CMCSA
$87.2B
$313K 0.08%
7,983
+280
+4% +$12K
HON icon
163
Honeywell
HON
$78.7B
$309K 0.08%
1,885
+2
+0.1% +$359
MSI icon
164
Motorola Solutions
MSI
$73B
$305K 0.08%
1,455
-1
-0.1% -$218
DFUV icon
165
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$300K 0.08%
+9,484
New +$316K
IAGG icon
166
iShares Core International Aggregate Bond Fund
IAGG
$11B
$300K 0.08%
6,014
– –
VTEB icon
167
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$295K 0.08%
5,908
-1,027
-15% -$51.5K
ERTH icon
168
Invesco MSCI Sustainable Future ETF
ERTH
$136M
$281K 0.07%
5,227
+3
+0.1% +$167
MO icon
169
Altria Group
MO
$114B
$281K 0.07%
6,719
+50
+0.7% +$2.59K
COST icon
170
Costco
COST
$417B
$280K 0.07%
585
+13
+2% +$6.59K
EVM
171
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$279K 0.07%
30,143
-1,653
-5% -$15.4K
MUB icon
172
iShares National Muni Bond ETF
MUB
$45.4B
$271K 0.07%
2,548
– –
FLOT icon
173
iShares Floating Rate Bond ETF
FLOT
$10.3B
$268K 0.07%
5,372
– –
BAC icon
174
Bank of America
BAC
$444B
$266K 0.07%
8,554
+433
+5% +$15.6K
HYG icon
175
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$261K 0.07%
+3,546
New +$276K
5 6
7
8 9

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Vivaldi Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, Vivaldi Capital Management held 224 positions worth $384M, down 0.01% from $384M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management deployed $19.7M of net new capital in Q2 2022, opening 8 new positions and adding to 105 existing holdings. Its largest new stake was Saba Closed-End Funds ETF: 21,245 shares worth $366K.

By sector, the portfolio is most concentrated in Real Estate at 8% of assets, down from 8.4% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Short-Term National Muni Bond ETF, an estimated $3.07M trimmed.

  • Vivaldi Capital Management's largest Q2 2022 buy was Saba Closed-End Funds ETF: 21,245 shares worth $366K.
  • Vivaldi Capital Management added most to Are Dynamic Credit Allocation Fund in Q2 2022, an estimated $2.51M increase.
  • Vivaldi Capital Management's biggest Q2 2022 reduction was iShares Short-Term National Muni Bond ETF, cutting an estimated $3.07M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Treasury ETF in Q2 2022, selling an estimated $1.45M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $384M portfolio in Q2 2022.
  • Vivaldi Capital Management opened 8 new positions and closed 6 in Q2 2022.
  • Vivaldi Capital Management's portfolio value fell 0.01% quarter-over-quarter to $384M.

Based on Vivaldi Capital Management's 13F filing for Q2 2022, filed 15 Aug 2022.