VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
-13.01%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$384M
AUM Growth
-$40K
Cap. Flow
+$18.3M
Cap. Flow %
4.77%
Top 10 Hldgs %
33.44%
Holding
224
New
8
Increased
105
Reduced
63
Closed
6

Top Buys

1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
$2.29M
2
VVR icon
Invesco Senior Income Trust
VVR
$1.63M
3
ISD
PGIM High Yield Bond Fund
ISD
$1.62M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.51M
5
GHY
PGIM Global High Yield Fund
GHY
$1.42M

Top Sells

1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$3.09M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.9M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$1.45M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$1.21M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$693K

Sector Composition

1 Real Estate 8.03%
2 Technology 4.94%
3 Financials 3.11%
4 Healthcare 3.01%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBDN
151
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$368K 0.1%
14,700
-3,505
-19% -$87.7K
CEFS icon
152
Saba Closed-End Funds ETF
CEFS
$315M
$366K 0.1%
+21,245
New +$366K
SCHZ icon
153
Schwab US Aggregate Bond ETF
SCHZ
$8.83B
$349K 0.09%
14,582
+6
+0% +$144
PRU icon
154
Prudential Financial
PRU
$37.8B
$348K 0.09%
3,639
-13
-0.4% -$1.24K
WTW icon
155
Willis Towers Watson
WTW
$31.9B
$346K 0.09%
1,751
+5
+0.3% +$988
UNP icon
156
Union Pacific
UNP
$132B
$334K 0.09%
1,566
+118
+8% +$25.2K
XLF icon
157
Financial Select Sector SPDR Fund
XLF
$53.6B
$328K 0.09%
10,432
-461
-4% -$14.5K
NAC icon
158
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$325K 0.08%
26,366
-1,133
-4% -$14K
BN icon
159
Brookfield
BN
$97.7B
$324K 0.08%
8,999
– –
SPYV icon
160
SPDR Portfolio S&P 500 Value ETF
SPYV
$28B
$321K 0.08%
8,726
– –
NKX icon
161
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$566M
$320K 0.08%
24,851
-1,040
-4% -$13.4K
CMCSA icon
162
Comcast
CMCSA
$125B
$313K 0.08%
7,983
+280
+4% +$11K
HON icon
163
Honeywell
HON
$136B
$309K 0.08%
1,777
+2
+0.1% +$348
MSI icon
164
Motorola Solutions
MSI
$79B
$305K 0.08%
1,455
-1
-0.1% -$210
DFUV icon
165
Dimensional US Marketwide Value ETF
DFUV
$12.1B
$300K 0.08%
+9,484
New +$300K
IAGG icon
166
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$300K 0.08%
6,014
– –
VTEB icon
167
Vanguard Tax-Exempt Bond Index Fund
VTEB
$38B
$295K 0.08%
5,908
-1,027
-15% -$51.3K
ERTH icon
168
Invesco MSCI Sustainable Future ETF
ERTH
$141M
$281K 0.07%
5,227
+3
+0.1% +$161
MO icon
169
Altria Group
MO
$112B
$281K 0.07%
6,719
+50
+0.7% +$2.09K
COST icon
170
Costco
COST
$421B
$280K 0.07%
585
+13
+2% +$6.22K
EVM
171
Eaton Vance California Municipal Bond Fund
EVM
$222M
$279K 0.07%
30,143
-1,653
-5% -$15.3K
MUB icon
172
iShares National Muni Bond ETF
MUB
$38.6B
$271K 0.07%
2,548
– –
FLOT icon
173
iShares Floating Rate Bond ETF
FLOT
$9.12B
$268K 0.07%
5,372
– –
BAC icon
174
Bank of America
BAC
$371B
$266K 0.07%
8,554
+433
+5% +$13.5K
HYG icon
175
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$261K 0.07%
+3,546
New +$261K
5 6
7
8 9