We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAGG icon
151
iShares Core International Aggregate Bond Fund
IAGG
$11B
$418K 0.09%
7,441
– –
CBRE icon
152
CBRE Group
CBRE
$42.9B
$412K 0.09%
6,562
– –
PPLI
153
People Inc
PPLI
$3.1B
$412K 0.09%
3,987
-559
-12% -$42.8K
USB icon
154
US Bancorp
USB
$99.6B
$405K 0.09%
8,693
– –
IGSB icon
155
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$403K 0.09%
7,300
– –
VOOG icon
156
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$403K 0.09%
10,500
– –
BMY icon
157
Bristol-Myers Squibb
BMY
$132B
$399K 0.09%
6,429
+85
+1% +$5.23K
GS icon
158
Goldman Sachs
GS
$303B
$397K 0.08%
1,506
-496
-25% -$110K
BLK icon
159
Blackrock
BLK
$176B
$394K 0.08%
546
+22
+4% +$14.6K
CAT icon
160
Caterpillar
CAT
$387B
$380K 0.08%
2,089
+76
+4% +$12.9K
BAC icon
161
Bank of America
BAC
$442B
$375K 0.08%
12,366
-231
-2% -$6.19K
WTW icon
162
Willis Towers Watson
WTW
$32B
$368K 0.08%
1,747
– –
CVX icon
163
Chevron
CVX
$366B
$362K 0.08%
4,281
– –
LLY icon
164
Eli Lilly
LLY
$1.06T
$359K 0.08%
2,129
+57
+3% +$8.51K
VSS icon
165
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$357K 0.08%
2,933
– –
NKE icon
166
Nike
NKE
$61.9B
$353K 0.08%
2,496
– –
CEF icon
167
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$350K 0.07%
18,092
– –
BRK.A icon
168
Berkshire Hathaway Class A
BRK.A
$1.12T
$348K 0.07%
1
– –
SBUX icon
169
Starbucks
SBUX
$120B
$341K 0.07%
3,190
+690
+28% +$65.9K
DUK icon
170
Duke Energy
DUK
$97.3B
$337K 0.07%
3,676
+1,000
+37% +$92.5K
DE icon
171
Deere & Co
DE
$168B
$336K 0.07%
+1,249
New +$310K
XLV icon
172
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$329K 0.07%
2,901
+274
+10% +$29.9K
BSV icon
173
Vanguard Short-Term Bond ETF
BSV
$44.6B
$328K 0.07%
3,956
– –
RPM icon
174
RPM International
RPM
$15B
$327K 0.07%
3,600
– –
FNDE icon
175
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$326K 0.07%
11,545
– –
5 6
7
8 9

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.