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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
151
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$420K 0.09%
+3,561
New +$357K
IAGG icon
152
iShares Core International Aggregate Bond Fund
IAGG
$11B
$414K 0.09%
7,441
-386
-5% -$21.3K
BMY icon
153
Bristol-Myers Squibb
BMY
$131B
$412K 0.09%
6,475
+1,378
+27% +$82.4K
CMCSA icon
154
Comcast
CMCSA
$89.3B
$409K 0.09%
9,429
+281
+3% +$10.7K
IGSB icon
155
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$401K 0.08%
7,300
-2,400
-25% -$129K
JIH.U
156
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$400K 0.08%
+38,849
New +$391K
LLY icon
157
Eli Lilly
LLY
$1.06T
$398K 0.08%
+2,611
New +$401K
IYW icon
158
iShares US Technology ETF
IYW
$24.8B
$394K 0.08%
5,368
-1,200
-18% -$72.4K
CVX icon
159
Chevron
CVX
$371B
$391K 0.08%
4,305
-3,285
-43% -$294K
EEM icon
160
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$387K 0.08%
8,708
-1,627
-16% -$60.9K
FUSE.U
161
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$374K 0.08%
+36,800
New +$374K
CEF icon
162
Sprott Physical Gold and Silver Trust
CEF
$7.83B
$372K 0.08%
19,283
-8,304
-30% -$132K
DM
163
DELISTED
Desktop Metal, Inc.
DM
$371K 0.08%
+3,555
New +$356K
KCAC.U
164
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
$369K 0.08%
+36,800
New +$369K
CZR
165
DELISTED
Caesars Entertainment Corporation
CZR
$369K 0.08%
+30,400
New +$307K
UNP icon
166
Union Pacific
UNP
$175B
$364K 0.08%
+1,899
New +$304K
VOOG icon
167
Vanguard S&P 500 Growth ETF
VOOG
$27B
$361K 0.08%
10,500
– –
CAG icon
168
Conagra Brands
CAG
$7.11B
$360K 0.07%
+9,520
New +$317K
MS icon
169
Morgan Stanley
MS
$336B
$356K 0.07%
+6,809
New +$286K
HON icon
170
Honeywell
HON
$76.3B
$353K 0.07%
2,342
-1,886
-45% -$250K
VCSH icon
171
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$353K 0.07%
4,260
+198
+5% +$16.1K
C icon
172
Citigroup
C
$224B
$352K 0.07%
6,593
+353
+6% +$16.7K
TGT icon
173
Target
TGT
$66.8B
$345K 0.07%
+2,562
New +$292K
ASTS icon
174
AST SpaceMobile
ASTS
$20.1B
$342K 0.07%
+33,961
New +$337K
WTW icon
175
Willis Towers Watson
WTW
$31.6B
$341K 0.07%
1,747
+3
+0.2% +$574
5 6
7
8 9

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.