VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+12.31%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$480M
AUM Growth
+$480M
Cap. Flow
-$40.2M
Cap. Flow %
-8.37%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
91
Reduced
67
Closed
34

Top Buys

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$41.7M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
$4.34M
3
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$3.12M
4
RSF
RiverNorth Capital and Income Fund
RSF
$2.41M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$2.15M

Top Sells

1
VAM
Vivaldi Opportunities Fund
VAM
$47.2M
2
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.8M
3
META icon
Meta Platforms (Facebook)
META
$10.4M
4
MLPA icon
Global X MLP ETF
MLPA
$8.52M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
$6.38M

Sector Composition

1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VBR icon
151
Vanguard Small-Cap Value ETF
VBR
$31.2B
$420K 0.09%
+3,561
New +$420K
IAGG icon
152
iShares Core International Aggregate Bond Fund
IAGG
$10.8B
$414K 0.09%
7,441
-386
-5% -$21.5K
BMY icon
153
Bristol-Myers Squibb
BMY
$96.4B
$412K 0.09%
6,475
+1,378
+27% +$87.7K
CMCSA icon
154
Comcast
CMCSA
$126B
$409K 0.09%
9,429
+281
+3% +$12.2K
IGSB icon
155
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.5B
$401K 0.08%
7,300
-2,400
-25% -$132K
JIH.U
156
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$400K 0.08%
+38,849
New +$400K
LLY icon
157
Eli Lilly
LLY
$659B
$398K 0.08%
+2,611
New +$398K
IYW icon
158
iShares US Technology ETF
IYW
$22.6B
$394K 0.08%
1,342
-300
-18% -$88.1K
CVX icon
159
Chevron
CVX
$325B
$391K 0.08%
4,305
-3,285
-43% -$298K
EEM icon
160
iShares MSCI Emerging Markets ETF
EEM
$18.9B
$387K 0.08%
8,708
-1,627
-16% -$72.3K
FUSE.U
161
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$374K 0.08%
+36,800
New +$374K
CEF icon
162
Sprott Physical Gold and Silver Trust
CEF
$6.42B
$372K 0.08%
19,283
-8,304
-30% -$160K
DM
163
DELISTED
Desktop Metal, Inc.
DM
$371K 0.08%
+35,546
New +$371K
KCAC.U
164
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
$369K 0.08%
+36,800
New +$369K
CZR
165
DELISTED
Caesars Entertainment Corporation
CZR
$369K 0.08%
+30,400
New +$369K
UNP icon
166
Union Pacific
UNP
$131B
$364K 0.08%
+1,899
New +$364K
VOOG icon
167
Vanguard S&P 500 Growth ETF
VOOG
$19B
$361K 0.08%
1,750
– –
CAG icon
168
Conagra Brands
CAG
$8.98B
$360K 0.07%
+9,520
New +$360K
MS icon
169
Morgan Stanley
MS
$237B
$356K 0.07%
+6,809
New +$356K
HON icon
170
Honeywell
HON
$138B
$353K 0.07%
2,207
-1,778
-45% -$284K
VCSH icon
171
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.2B
$353K 0.07%
4,260
+198
+5% +$16.4K
C icon
172
Citigroup
C
$174B
$352K 0.07%
6,593
+353
+6% +$18.8K
TGT icon
173
Target
TGT
$41.9B
$345K 0.07%
+2,562
New +$345K
ASTS icon
174
AST SpaceMobile
ASTS
$13.2B
$342K 0.07%
+33,961
New +$342K
WTW icon
175
Willis Towers Watson
WTW
$31.8B
$341K 0.07%
1,747
+3
+0.2% +$586
5 6
7
8 9