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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
Cap. Flow
+$104M
Cap. Flow %
23.36%
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$30.8M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$30.7M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.06M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$7.04M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$19.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.2M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.8M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.73M

Sector Composition

Rank Sector Weight
1 Communication Services 3.28%
2 Technology 2.58%
3 Financials 2.39%
4 Healthcare 2.32%
5 Consumer Staples 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
151
iShares National Muni Bond ETF
MUB
$45.5B
$309K 0.07%
2,730
+516
+23% +$58.9K
WMT icon
152
Walmart Inc
WMT
$890B
$307K 0.07%
8,142
-1,914
-19% -$73.6K
WTW icon
153
Willis Towers Watson
WTW
$32B
$296K 0.07%
1,744
-23
-1% -$4.52K
PYPL icon
154
PayPal
PYPL
$50.5B
$290K 0.07%
3,031
+339
+13% +$37.4K
IDV icon
155
iShares International Select Dividend ETF
IDV
$8.51B
$289K 0.07%
12,804
-2,472
-16% -$74.6K
BMY icon
156
Bristol-Myers Squibb
BMY
$132B
$284K 0.06%
5,097
+210
+4% +$12.8K
IWB icon
157
iShares Russell 1000 ETF
IWB
$50.1B
$281K 0.06%
1,988
+634
+47% +$107K
GILD icon
158
Gilead Sciences
GILD
$165B
$280K 0.06%
3,743
+351
+10% +$24.3K
JNK icon
159
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$280K 0.06%
2,952
– –
BRK.A icon
160
Berkshire Hathaway Class A
BRK.A
$1.12T
$272K 0.06%
1
– –
C icon
161
Citigroup
C
$226B
$263K 0.06%
6,240
-2,365
-27% -$159K
VOOG icon
162
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$260K 0.06%
10,500
– –
MA icon
163
Mastercard
MA
$493B
$258K 0.06%
1,069
-25
-2% -$7.43K
APXTU
164
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$254K 0.06%
+25,000
New +$263K
VNQI icon
165
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$252K 0.06%
+5,877
New +$316K
USB icon
166
US Bancorp
USB
$99.6B
$250K 0.06%
7,256
+6
+0.1% +$289
IGF icon
167
iShares Global Infrastructure ETF
IGF
$10.8B
$249K 0.06%
+7,291
New +$323K
FPE icon
168
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$246K 0.06%
15,000
-565,573
-97% -$10.8M
CLX icon
169
Clorox
CLX
$12.7B
$243K 0.05%
1,405
+2
+0.1% +$330
LOGM
170
DELISTED
LogMein, Inc.
LOGM
$239K 0.05%
+2,874
New +$242K
EMQQ icon
171
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
$233K 0.05%
+7,380
New +$259K
BND icon
172
Vanguard Total Bond Market
BND
$158B
$227K 0.05%
+2,658
New +$226K
SCZ icon
173
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$225K 0.05%
5,028
-4,425
-47% -$246K
FTSV
174
DELISTED
Forty Seven, Inc. Common Stock
FTSV
$220K 0.05%
+2,306
New +$139K
ROOF
175
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$216K 0.05%
+13,560
New +$317K
5 6
7
8 9

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Vivaldi Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.

By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.

  • Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
  • Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
  • Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
  • Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
  • Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
  • Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
  • Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.