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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
151
Vanguard High Dividend Yield ETF
VYM
$81.4B
$390K 0.09%
4,394
+24
+0.5% +$2.1K
BAC icon
152
Bank of America
BAC
$438B
$389K 0.09%
13,350
+4,256
+47% +$122K
MDSO
153
DELISTED
Medidata Solutions, Inc.
MDSO
$385K 0.09%
+4,205
New +$384K
IYW icon
154
iShares US Technology ETF
IYW
$24.1B
$376K 0.09%
7,368
– –
DISCK
155
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$375K 0.09%
15,212
-2,501
-14% -$67.6K
XLK icon
156
State Street Technology Select Sector SPDR ETF
XLK
$117B
$373K 0.09%
9,256
-7,874
-46% -$315K
BSV icon
157
Vanguard Short-Term Bond ETF
BSV
$44.6B
$352K 0.08%
+4,352
New +$351K
TYG
158
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$349K 0.08%
4,271
-4,145
-49% -$358K
VCSH icon
159
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$349K 0.08%
4,310
-57
-1% -$4.61K
WTW icon
160
Willis Towers Watson
WTW
$31.7B
$345K 0.08%
1,788
+44
+3% +$8.59K
BNY
161
Bank of New York Mellon
BNY
$106B
$344K 0.08%
7,617
+33
+0.4% +$1.47K
NWL icon
162
Newell Brands
NWL
$2.7B
$340K 0.08%
18,155
-2,960
-14% -$47.7K
IJS icon
163
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$339K 0.08%
4,520
-250
-5% -$18.4K
PYPL icon
164
PayPal
PYPL
$49.5B
$339K 0.08%
3,272
+772
+31% +$85K
ITOT icon
165
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
$335K 0.08%
4,992
-575
-10% -$38.5K
JNK icon
166
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$321K 0.08%
2,952
– –
AMGN icon
167
Amgen
AMGN
$204B
$319K 0.08%
1,647
-139
-8% -$26.7K
BRK.A icon
168
Berkshire Hathaway Class A
BRK.A
$1.1T
$312K 0.07%
1
– –
PRU icon
169
Prudential Financial
PRU
$42.7B
$309K 0.07%
3,435
+536
+18% +$48.6K
VGK icon
170
Vanguard FTSE Europe ETF
VGK
$30.8B
$300K 0.07%
5,595
+2
+0% +$107
NKE icon
171
Nike
NKE
$63.3B
$297K 0.07%
+3,157
New +$271K
TGT icon
172
Target
TGT
$67.8B
$294K 0.07%
2,754
+339
+14% +$32.2K
VOOG icon
173
Vanguard S&P 500 Growth ETF
VOOG
$26.4B
$283K 0.07%
10,500
– –
BKNG icon
174
Booking.com
BKNG
$149B
$277K 0.07%
3,525
+250
+8% +$19.4K
BMY icon
175
Bristol-Myers Squibb
BMY
$134B
$274K 0.06%
+5,405
New +$254K
5 6
7
8 9

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.