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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$190B
$394K 0.11%
3,213
-446
-12% -$50.8K
DIA icon
152
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$392K 0.11%
1,513
+9
+0.6% +$2.26K
CVX icon
153
Chevron
CVX
$379B
$384K 0.11%
3,116
-632
-17% -$74.8K
VYM icon
154
Vanguard High Dividend Yield ETF
VYM
$82.6B
$382K 0.11%
4,457
-402
-8% -$33.6K
IBMK
155
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$382K 0.11%
14,741
-2,564
-15% -$66.1K
ESI icon
156
Element Solutions
ESI
$9.48B
$380K 0.11%
37,615
+24,145
+179% +$268K
ACN icon
157
Accenture
ACN
$104B
$377K 0.1%
2,139
-140
-6% -$22K
DD icon
158
DuPont de Nemours
DD
$19.3B
$359K 0.1%
+2,660
New +$369K
BLMT
159
DELISTED
BSB Bancorp, Inc.
BLMT
$355K 0.1%
+10,795
New +$356K
MHF
160
Western Asset Municipal High Income Fund
MHF
$152M
$352K 0.1%
47,559
+6,036
+15% +$43.8K
IYW icon
161
iShares US Technology ETF
IYW
$25.1B
$351K 0.1%
7,368
-200
-3% -$8.89K
NXQ
162
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$351K 0.1%
25,165
+3,165
+14% +$43.4K
USB icon
163
US Bancorp
USB
$100B
$348K 0.1%
7,219
-463
-6% -$23.2K
VCSH icon
164
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$348K 0.1%
4,367
-1,247
-22% -$98.3K
V icon
165
Visa
V
$690B
$339K 0.09%
2,170
+47
+2% +$6.77K
XLE icon
166
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$337K 0.09%
+10,186
New +$327K
IBML
167
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$334K 0.09%
13,114
-2,633
-17% -$66.6K
KO icon
168
Coca-Cola
KO
$372B
$332K 0.09%
+7,093
New +$332K
CMCSA icon
169
Comcast
CMCSA
$88.5B
$329K 0.09%
8,234
+1,252
+18% +$47.1K
MCD icon
170
McDonald's
MCD
$191B
$328K 0.09%
1,725
-339
-16% -$61.5K
VCV icon
171
Invesco California Value Municipal Income Trust
VCV
$518M
$326K 0.09%
26,799
+49
+0.2% +$587
ONCE
172
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$325K 0.09%
+2,855
New +$210K
HD icon
173
Home Depot
HD
$347B
$323K 0.09%
1,681
-435
-21% -$79.8K
JNK icon
174
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$319K 0.09%
2,956
-200
-6% -$21.2K
XPO icon
175
XPO
XPO
$23.8B
$316K 0.09%
+17,001
New +$326K
5 6
7
8 9

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.