We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
151
Vanguard Total Bond Market
BND
$157B
$261K 0.11%
3,292
-53
-2% -$4.14K
EOG icon
152
EOG Resources
EOG
$77.6B
$260K 0.11%
+2,987
New +$320K
HPQ icon
153
HP
HPQ
$24.8B
$258K 0.11%
+12,590
New +$294K
TXN icon
154
Texas Instruments
TXN
$246B
$258K 0.11%
+2,732
New +$264K
XLY icon
155
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$257K 0.11%
+5,190
New +$274K
EMB icon
156
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$255K 0.11%
+2,453
New +$256K
AMGN icon
157
Amgen
AMGN
$204B
$254K 0.11%
+1,306
New +$255K
ATHN
158
DELISTED
Athenahealth, Inc.
ATHN
$244K 0.11%
+1,846
New +$236K
DNB
159
DELISTED
Dun & Bradstreet
DNB
$244K 0.11%
1,711
-164
-9% -$23.4K
XOM icon
160
ExxonMobil
XOM
$643B
$243K 0.1%
3,566
+794
+29% +$62.3K
MUB icon
161
iShares National Muni Bond ETF
MUB
$45.2B
$241K 0.1%
+2,214
New +$238K
TSLA icon
162
Tesla
TSLA
$1.27T
$240K 0.1%
+10,800
New +$232K
CMCSA icon
163
Comcast
CMCSA
$87.2B
$238K 0.1%
6,982
-1,086
-13% -$39.6K
FDX icon
164
FedEx
FDX
$73.2B
$238K 0.1%
+1,473
New +$312K
PRU icon
165
Prudential Financial
PRU
$42.7B
$236K 0.1%
+2,899
New +$267K
VOOG icon
166
Vanguard S&P 500 Growth ETF
VOOG
$26.4B
$236K 0.1%
+10,500
New +$254K
SDIV icon
167
Global X SuperDividend ETF
SDIV
$1.22B
$232K 0.1%
+4,526
New +$256K
WMT icon
168
Walmart Inc
WMT
$881B
$228K 0.1%
+7,329
New +$235K
WBA
169
DELISTED
Walgreens Boots Alliance
WBA
$225K 0.1%
+3,296
New +$256K
BAC icon
170
Bank of America
BAC
$438B
$223K 0.1%
+9,051
New +$246K
DBEF icon
171
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.21B
$219K 0.09%
7,841
-1,684
-18% -$50.6K
CLX icon
172
Clorox
CLX
$11.9B
$216K 0.09%
+1,399
New +$218K
DISCK
173
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$213K 0.09%
+9,232
New +$257K
CF icon
174
CF Industries
CF
$18.2B
$207K 0.09%
+4,757
New +$223K
ENB icon
175
Enbridge
ENB
$118B
$207K 0.09%
+6,658
New +$214K
5 6
7
8 9

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.