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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APO icon
126
Apollo Global Management
APO
$73.4B
$414K 0.12%
3,311
-11
-0.3% -$1.27K
PFE icon
127
Pfizer
PFE
$153B
$408K 0.12%
14,109
+329
+2% +$9.6K
PECO icon
128
Phillips Edison & Co
PECO
$5.24B
$407K 0.12%
10,790
– –
TXN icon
129
Texas Instruments
TXN
$261B
$406K 0.12%
1,965
+53
+3% +$10.7K
VIS icon
130
Vanguard Industrials ETF
VIS
$8.39B
$402K 0.12%
1,546
+657
+74% +$161K
MO icon
131
Altria Group
MO
$114B
$394K 0.11%
7,727
-548
-7% -$27.7K
BIP icon
132
Brookfield Infrastructure Partners
BIP
$18B
$394K 0.11%
11,250
– –
DIS icon
133
Walt Disney
DIS
$181B
$393K 0.11%
4,081
+10
+0.2% +$920
MA icon
134
Mastercard
MA
$493B
$385K 0.11%
780
+34
+5% +$15.8K
VCV icon
135
Invesco California Value Municipal Income Trust
VCV
$522M
$383K 0.11%
35,133
-7,764
-18% -$83.7K
NEE icon
136
NextEra Energy
NEE
$177B
$381K 0.11%
4,512
-10
-0.2% -$780
NTRL
137
First Trust Equity Market Neutral ETF
NTRL
$16.2M
$381K 0.11%
19,238
-113
-0.6% -$2.25K
ACI icon
138
Albertsons Companies
ACI
$5.83B
$378K 0.11%
20,438
– –
PEP icon
139
PepsiCo
PEP
$190B
$375K 0.11%
2,207
+176
+9% +$30.2K
CMI icon
140
Cummins
CMI
$88.7B
$375K 0.11%
1,159
-1
-0.1% -$296
HYG icon
141
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$373K 0.11%
4,648
+1,539
+50% +$121K
IYC icon
142
iShares US Consumer Discretionary ETF
IYC
$1.23B
$370K 0.11%
+4,202
New +$348K
BR icon
143
Broadridge
BR
$19B
$368K 0.11%
1,713
– –
JNJ icon
144
Johnson & Johnson
JNJ
$625B
$366K 0.11%
2,261
+41
+2% +$6.53K
SHYG icon
145
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$364K 0.11%
+8,378
New +$358K
PH icon
146
Parker-Hannifin
PH
$135B
$362K 0.11%
573
+1
+0.2% +$568
DFUV icon
147
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$355K 0.1%
8,517
+13
+0.2% +$525
QQQ icon
148
Invesco QQQ Trust
QQQ
$484B
$355K 0.1%
726
+34
+5% +$16.1K
EWJ icon
149
iShares MSCI Japan ETF
EWJ
$23B
$342K 0.1%
4,778
+1,381
+41% +$96.1K
ESGU icon
150
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$334K 0.1%
2,647
– –
4 5
6
7 8

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PPW
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.