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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
126
McDonald's
MCD
$195B
$490K 0.15%
1,705
+387
+29% +$105K
VBR icon
127
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$483K 0.14%
2,751
-38
-1% -$6.2K
DIS icon
128
Walt Disney
DIS
$181B
$476K 0.14%
4,310
+872
+25% +$76.9K
CME icon
129
CME Group
CME
$94.8B
$470K 0.14%
2,268
-182
-7% -$38.8K
EEM icon
130
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$467K 0.14%
11,940
+1,436
+14% +$55.4K
ARKK icon
131
ARK Innovation ETF
ARKK
$6.31B
$461K 0.14%
9,622
-48
-0.5% -$2.08K
MS icon
132
Morgan Stanley
MS
$340B
$449K 0.13%
5,347
+540
+11% +$43.2K
BTZ icon
133
BlackRock Credit Allocation Income Trust
BTZ
$956M
$446K 0.13%
+41,489
New +$407K
GRID
134
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$445K 0.13%
4,337
– –
ACI icon
135
Albertsons Companies
ACI
$5.83B
$438K 0.13%
20,588
– –
NTRS icon
136
Northern Trust
NTRS
$33.9B
$422K 0.13%
5,447
+225
+4% +$16.6K
VCV icon
137
Invesco California Value Municipal Income Trust
VCV
$522M
$419K 0.13%
43,217
-2,178
-5% -$19.4K
NFLX icon
138
Netflix
NFLX
$309B
$416K 0.12%
7,510
+1,070
+17% +$46.7K
PEP icon
139
PepsiCo
PEP
$190B
$412K 0.12%
2,439
+684
+39% +$113K
XLE icon
140
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$408K 0.12%
9,790
+908
+10% +$38.8K
DIA icon
141
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$408K 0.12%
1,065
-46
-4% -$16.1K
MA icon
142
Mastercard
MA
$493B
$406K 0.12%
+881
New +$354K
PECO icon
143
Phillips Edison & Co
PECO
$5.24B
$376K 0.11%
10,918
+128
+1% +$4.48K
FEZ icon
144
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$374K 0.11%
7,802
-1,600
-17% -$70.6K
XLI icon
145
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$370K 0.11%
3,193
+624
+24% +$65.5K
XLV icon
146
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$369K 0.11%
2,583
+367
+17% +$47.7K
VUG icon
147
Vanguard Morningstar Growth ETF
VUG
$231B
$368K 0.11%
6,672
+6
+0.1% +$290
AAXJ icon
148
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$366K 0.11%
5,686
+2,047
+56% +$132K
APO icon
149
Apollo Global Management
APO
$73.4B
$363K 0.11%
3,302
+48
+1% +$4.24K
CVX icon
150
Chevron
CVX
$366B
$355K 0.11%
+2,355
New +$356K
4 5
6
7 8

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.