VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
-5.5%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$5.04M
Cap. Flow %
1.36%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

1
MARB icon
First Trust Merger Arbitrage ETF
MARB
$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
$4.07M
3
ISD
PGIM High Yield Bond Fund
ISD
$784K
4
VVR icon
Invesco Senior Income Trust
VVR
$749K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
$652K

Top Sells

1
GHY
PGIM Global High Yield Fund
GHY
$3.64M
2
SPTS icon
SPDR Portfolio Short Term Treasury ETF
SPTS
$2.52M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$2.2M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$1.37M
5
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$683K

Sector Composition

1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEE icon
126
NextEra Energy, Inc.
NEE
$146B
$432K 0.12%
5,631
-1
-0% -$77
XLF icon
127
Financial Select Sector SPDR Fund
XLF
$54.2B
$431K 0.12%
13,966
+3,534
+34% +$109K
SHM icon
128
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.44B
$428K 0.12%
9,250
– –
NBW
129
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$427K 0.12%
40,753
-10,179
-20% -$107K
INTC icon
130
Intel
INTC
$108B
$426K 0.12%
16,561
-684
-4% -$17.6K
VNQ icon
131
Vanguard Real Estate ETF
VNQ
$34.3B
$409K 0.11%
5,281
-729
-12% -$56.5K
V icon
132
Visa
V
$681B
$408K 0.11%
2,218
-27
-1% -$4.97K
BRK.A icon
133
Berkshire Hathaway Class A
BRK.A
$1.09T
$406K 0.11%
1
– –
SH icon
134
ProShares Short S&P500
SH
$1.24B
$404K 0.11%
+5,938
New +$404K
IBDO
135
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$402K 0.11%
16,136
-84
-0.5% -$2.09K
VOOG icon
136
Vanguard S&P 500 Growth ETF
VOOG
$19.4B
$400K 0.11%
1,900
– –
AMGN icon
137
Amgen
AMGN
$151B
$397K 0.11%
1,733
-76
-4% -$17.4K
LYFT icon
138
Lyft
LYFT
$6.97B
$397K 0.11%
31,714
– –
MS icon
139
Morgan Stanley
MS
$240B
$382K 0.1%
4,846
-133
-3% -$10.5K
HOOD icon
140
Robinhood
HOOD
$91.5B
$380K 0.1%
35,185
+11,040
+46% +$119K
APO icon
141
Apollo Global Management
APO
$77.1B
$379K 0.1%
7,769
– –
XLV icon
142
Health Care Select Sector SPDR Fund
XLV
$33.9B
$368K 0.1%
2,998
-39
-1% -$4.79K
ARKK icon
143
ARK Innovation ETF
ARKK
$7.46B
$364K 0.1%
9,705
-233
-2% -$8.74K
EEM icon
144
iShares MSCI Emerging Markets ETF
EEM
$19B
$362K 0.1%
10,164
+278
+3% +$9.9K
WTW icon
145
Willis Towers Watson
WTW
$32.2B
$360K 0.1%
1,755
+4
+0.2% +$821
IGSB icon
146
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$359K 0.1%
7,300
– –
IBDN
147
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$358K 0.1%
14,304
-396
-3% -$9.91K
MA icon
148
Mastercard
MA
$538B
$352K 0.1%
1,195
-32
-3% -$9.43K
DSL
149
DoubleLine Income Solutions Fund
DSL
$1.43B
$351K 0.09%
31,200
– –
CBRE icon
150
CBRE Group
CBRE
$48.1B
$348K 0.09%
5,008
+2
+0% +$139
4 5
6
7 8