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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
126
Alerian MLP ETF
AMLP
$12.8B
$593K 0.13%
23,129
+10,941
+90% +$263K
VNQ icon
127
Vanguard Real Estate ETF
VNQ
$39B
$593K 0.13%
6,982
+58
+0.8% +$4.81K
FGNA.U
128
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$591K 0.13%
55,605
-4,395
-7% -$44.8K
NEE icon
129
NextEra Energy
NEE
$177B
$589K 0.13%
7,640
-24,696
-76% -$1.85M
RP
130
DELISTED
RealPage, Inc.
RP
$587K 0.13%
+6,730
New +$441K
HON icon
131
Honeywell
HON
$78B
$568K 0.12%
2,832
+584
+26% +$106K
CHRW icon
132
C.H. Robinson
CHRW
$17.5B
$566K 0.12%
+6,029
New +$575K
NOW icon
133
ServiceNow
NOW
$129B
$559K 0.12%
5,075
-10
-0.2% -$1.04K
NTRS icon
134
Northern Trust
NTRS
$33.9B
$552K 0.12%
5,926
– –
WMT icon
135
Walmart Inc
WMT
$890B
$549K 0.12%
11,415
+510
+5% +$24.8K
IBDN
136
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$540K 0.12%
21,107
– –
V icon
137
Visa
V
$677B
$533K 0.11%
2,437
-240
-9% -$49.1K
IIPR icon
138
Innovative Industrial Properties
IIPR
$1.72B
$526K 0.11%
2,871
+300
+12% +$44.9K
NVDA icon
139
NVIDIA
NVDA
$5.42T
$524K 0.11%
40,160
+20,240
+102% +$271K
CME icon
140
CME Group
CME
$94.8B
$517K 0.11%
2,839
-1,720
-38% -$293K
T icon
141
AT&T
T
$163B
$514K 0.11%
23,651
-2,836
-11% -$61.2K
MA icon
142
Mastercard
MA
$493B
$500K 0.11%
1,400
+206
+17% +$68.5K
BIP icon
143
Brookfield Infrastructure Partners
BIP
$18B
$494K 0.11%
15,000
– –
CMCSA icon
144
Comcast
CMCSA
$90B
$492K 0.11%
9,393
+148
+2% +$7.09K
VPL icon
145
Vanguard FTSE Pacific ETF
VPL
$8.43B
$479K 0.1%
6,015
-184
-3% -$13.5K
XOM icon
146
ExxonMobil
XOM
$634B
$472K 0.1%
11,453
+1,362
+13% +$51.1K
EEM icon
147
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$451K 0.1%
8,723
+15
+0.2% +$721
BND icon
148
Vanguard Total Bond Market
BND
$158B
$445K 0.1%
5,042
-2,925
-37% -$257K
XLE icon
149
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$443K 0.09%
23,354
+8,694
+59% +$150K
FPE icon
150
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$441K 0.09%
21,825
+6,825
+46% +$135K
4 5
6
7 8

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.