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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
126
Visa
V
$690B
$485K 0.11%
2,822
+1,071
+61% +$191K
MRK icon
127
Merck
MRK
$316B
$480K 0.11%
5,976
+2,182
+58% +$175K
IDV icon
128
iShares International Select Dividend ETF
IDV
$8.48B
$479K 0.11%
15,573
-803
-5% -$24.2K
MHF
129
Western Asset Municipal High Income Fund
MHF
$152M
$475K 0.11%
62,714
+6,124
+11% +$46.5K
MCD icon
130
McDonald's
MCD
$191B
$462K 0.11%
2,152
-1,878
-47% -$403K
CMCSA icon
131
Comcast
CMCSA
$88.5B
$451K 0.11%
10,009
+2,287
+30% +$101K
WBA
132
DELISTED
Walgreens Boots Alliance
WBA
$448K 0.11%
8,104
+608
+8% +$32.6K
IAGG icon
133
iShares Core International Aggregate Bond Fund
IAGG
$11B
$447K 0.11%
8,007
-196
-2% -$10.8K
VSS icon
134
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$447K 0.11%
4,389
– –
AGN
135
DELISTED
Allergan plc
AGN
$443K 0.1%
+2,633
New +$429K
NKX icon
136
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$441K 0.1%
29,170
+2,662
+10% +$40.2K
VBR icon
137
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$441K 0.1%
3,422
– –
USB icon
138
US Bancorp
USB
$100B
$430K 0.1%
7,763
-4,912
-39% -$265K
CEFS icon
139
Saba Closed-End Funds ETF
CEFS
$434M
$426K 0.1%
21,245
– –
MLPA icon
140
Global X MLP ETF
MLPA
$2.28B
$424K 0.1%
8,425
– –
AGG icon
141
iShares Core US Aggregate Bond ETF
AGG
$138B
$413K 0.1%
3,649
-209
-5% -$23.5K
VPL icon
142
Vanguard FTSE Pacific ETF
VPL
$8.36B
$413K 0.1%
6,247
+1
+0% +$65
IEUR icon
143
iShares Core MSCI Europe ETF
IEUR
$9.09B
$412K 0.1%
9,000
– –
MUC icon
144
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$410K 0.1%
29,010
+3,041
+12% +$42.6K
EVM
145
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$409K 0.1%
36,125
+3,664
+11% +$41.5K
KYN icon
146
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$407K 0.1%
28,128
-25,469
-48% -$378K
SCZ icon
147
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$402K 0.1%
7,030
-2,380
-25% -$134K
DEM icon
148
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$393K 0.09%
9,509
+2,509
+36% +$107K
BFZ
149
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$392K 0.09%
28,626
+3,091
+12% +$42K
MA icon
150
Mastercard
MA
$500B
$390K 0.09%
1,435
+338
+31% +$93.1K
4 5
6
7 8

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.