We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
126
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$488K 0.14%
+6,505
New +$471K
IDV icon
127
iShares International Select Dividend ETF
IDV
$8.47B
$484K 0.13%
15,696
-2,839
-15% -$87.5K
VZ icon
128
Verizon
VZ
$191B
$483K 0.13%
8,165
-256
-3% -$14.5K
PG icon
129
Procter & Gamble
PG
$342B
$463K 0.13%
4,445
-391
-8% -$38.1K
IAGG icon
130
iShares Core International Aggregate Bond Fund
IAGG
$11B
$462K 0.13%
8,641
-192
-2% -$10.1K
LDUR icon
131
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$462K 0.13%
+4,635
New +$460K
NWL icon
132
Newell Brands
NWL
$2.63B
$462K 0.13%
30,144
+12,881
+75% +$237K
AGG icon
133
iShares Core US Aggregate Bond ETF
AGG
$138B
$454K 0.13%
4,163
-387
-9% -$41.5K
COST icon
134
Costco
COST
$417B
$454K 0.13%
+1,874
New +$410K
VBR icon
135
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$450K 0.13%
3,498
– –
MLPA icon
136
Global X MLP ETF
MLPA
$2.25B
$448K 0.12%
8,425
-106
-1% -$5.51K
DTF
137
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$446K 0.12%
33,696
-115,859
-77% -$1.51M
MINT icon
138
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$439K 0.12%
4,325
-30
-0.7% -$3.04K
SLB icon
139
SLB Ltd
SLB
$74.3B
$428K 0.12%
+9,826
New +$425K
BNY
140
Bank of New York Mellon
BNY
$108B
$425K 0.12%
+8,432
New +$435K
GOOGL icon
141
Alphabet (Google) Class A
GOOGL
$4.43T
$421K 0.12%
7,160
-1,140
-14% -$64.4K
VPL icon
142
Vanguard FTSE Pacific ETF
VPL
$8.4B
$414K 0.12%
6,290
-116
-2% -$7.51K
IEUR icon
143
iShares Core MSCI Europe ETF
IEUR
$9.1B
$413K 0.11%
9,000
– –
IBMI
144
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$413K 0.11%
16,188
-2,932
-15% -$74.6K
INTC icon
145
Intel
INTC
$516B
$408K 0.11%
7,592
-1,460
-16% -$74.1K
XLV icon
146
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$407K 0.11%
+4,438
New +$400K
IBMH
147
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$406K 0.11%
15,960
-2,802
-15% -$71.2K
STI
148
DELISTED
SunTrust Banks, Inc.
STI
$405K 0.11%
+6,828
New +$418K
GSG icon
149
iShares S&P GSCI Commodity-Indexed Trust
GSG
$953M
$399K 0.11%
25,000
– –
IBMJ
150
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$398K 0.11%
15,503
-2,761
-15% -$70.6K
4 5
6
7 8

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.