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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-8.3%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$232M
AUM Growth
+$44.8M
Cap. Flow
+$62.7M
Cap. Flow %
27.03%
Top 10 Hldgs %
38.97%
Holding
231
New
86
Increased
72
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.34M
2
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$6.74M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.44M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$3.82M
5
IBDK
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
+$3.57M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$11.2M
2
RILY icon
BRC Group Holdings
RILY
+$5.66M
3
COL
Rockwell Collins
COL
+$2.23M
4
PF
Pinnacle Foods, Inc.
PF
+$2.06M
5
AET
Aetna Inc
AET
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 3.73%
2 Healthcare 2.72%
3 Technology 2.14%
4 Communication Services 2.14%
5 Energy 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
126
People Inc
PPLI
$3.44B
$330K 0.14%
+10,089
New +$339K
ACN icon
127
Accenture
ACN
$99.3B
$321K 0.14%
+2,279
New +$361K
NWL icon
128
Newell Brands
NWL
$2.63B
$321K 0.14%
+17,263
New +$343K
C icon
129
Citigroup
C
$228B
$319K 0.14%
+6,128
New +$388K
IDEV icon
130
iShares Core MSCI International Developed Markets ETF
IDEV
$32.1B
$318K 0.14%
+6,505
New +$339K
JNK icon
131
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$318K 0.14%
3,156
+185
+6% +$19.3K
PYPL icon
132
PayPal
PYPL
$49.5B
$317K 0.14%
+3,771
New +$314K
DXJ icon
133
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$313K 0.13%
+6,739
New +$352K
NEE icon
134
NextEra Energy
NEE
$179B
$309K 0.13%
+7,108
New +$311K
VGK icon
135
Vanguard FTSE Europe ETF
VGK
$31B
$309K 0.13%
6,360
-193
-3% -$9.94K
BRK.A icon
136
Berkshire Hathaway Class A
BRK.A
$1.1T
$306K 0.13%
1
– –
IYW icon
137
iShares US Technology ETF
IYW
$24.8B
$303K 0.13%
7,568
-40
-0.5% -$1.73K
VCV icon
138
Invesco California Value Municipal Income Trust
VCV
$517M
$303K 0.13%
26,750
-3,832
-13% -$43.3K
NXQ
139
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$295K 0.13%
22,000
+2,877
+15% +$38.1K
MET icon
140
MetLife
MET
$60.8B
$290K 0.13%
+7,067
New +$303K
BKNG icon
141
Booking.com
BKNG
$149B
$289K 0.12%
+4,200
New +$308K
MHF
142
Western Asset Municipal High Income Fund
MHF
$153M
$288K 0.12%
41,523
+5,913
+17% +$41.4K
MUC icon
143
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$287K 0.12%
23,258
-3,345
-13% -$41.5K
V icon
144
Visa
V
$680B
$280K 0.12%
+2,123
New +$293K
MRK icon
145
Merck
MRK
$316B
$276K 0.12%
3,789
-250
-6% -$17.6K
NVS icon
146
Novartis
NVS
$293B
$274K 0.12%
+3,563
New +$277K
TSRO
147
DELISTED
TESARO, Inc.
TSRO
$274K 0.12%
+3,690
New +$177K
BFZ
148
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$272K 0.12%
22,695
-3,437
-13% -$41.8K
WTW icon
149
Willis Towers Watson
WTW
$31.5B
$266K 0.11%
1,750
+6
+0.3% +$898
IBB icon
150
iShares Biotechnology ETF
IBB
$9.27B
$265K 0.11%
+2,753
New +$292K
4 5
6
7 8

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Vivaldi Capital Management held 231 positions worth $232M, up 24% from $187M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management deployed $62.7M of net new capital in Q4 2018, opening 86 new positions and adding to 72 existing holdings. Its largest new stake was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vivaldi Opportunities Fund, an estimated $11.2M trimmed.

  • Vivaldi Capital Management's largest Q4 2018 buy was First Trust Asia Pacific ex-Japan AlphaDEX Fund: 237,669 shares worth $6.47M.
  • Vivaldi Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $9.34M increase.
  • Vivaldi Capital Management's biggest Q4 2018 reduction was Vivaldi Opportunities Fund, cutting an estimated $11.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2018, selling an estimated $5.66M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $232M portfolio in Q4 2018.
  • Vivaldi Capital Management opened 86 new positions and closed 31 in Q4 2018.
  • Vivaldi Capital Management's portfolio value rose 24% quarter-over-quarter to $232M.

Based on Vivaldi Capital Management's 13F filing for Q4 2018, filed 13 Feb 2019.