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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
126
Philip Morris
PM
$291B
$208K 0.11%
+2,550
New +$209K
AKP
127
DELISTED
Alliance Californa Muni Fd
AKP
$190K 0.1%
14,011
-3,677
-21% -$49.5K
ACR
128
ACRES Commercial Realty
ACR
$109M
$185K 0.1%
5,602
-345
-6% -$11.6K
PBPB
129
DELISTED
Potbelly
PBPB
$183K 0.1%
14,841
+750
+5% +$9.71K
CEV
130
Eaton Vance California Municipal Income Trust
CEV
$71.3M
$171K 0.09%
15,188
-4,029
-21% -$46K
EXD
131
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$155K 0.08%
17,591
+43
+0.2% +$387
KMG
132
DELISTED
KMG Chemicals Inc
KMG
$113K 0.06%
+1,499
New +$112K
EIA
133
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$110K 0.06%
10,777
-2,821
-21% -$30.1K
HMHC
134
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$98K 0.05%
14,064
-7,522
-35% -$50.7K
ADBE icon
135
Adobe
ADBE
$102B
– –
-826
Closed -$201K
DAR icon
136
Darling Ingredients
DAR
$9.59B
– –
-11,503
Closed -$229K
HPQ icon
137
HP
HPQ
$26.2B
– –
-9,075
Closed -$206K
NXPI icon
138
NXP Semiconductors
NXPI
$60.1B
– –
-2,311
Closed -$253K
SITC icon
139
SITE Centers
SITC
$167M
– –
-30,457
Closed -$351K
TOVX icon
140
Theriva Biologics
TOVX
$10.6M
– –
-12
Closed -$24K
NBW
141
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-11,563
Closed -$145K
AGFS
142
DELISTED
AgroFresh Solutions Inc
AGFS
– –
-10,470
Closed -$73K
AUY
143
DELISTED
Yamana Gold, Inc.
AUY
– –
-70,000
Closed -$203K
CVRR
144
DELISTED
CVR Refining, LP
CVRR
– –
-43,793
Closed -$979K
ANDV
145
DELISTED
Andeavor
ANDV
– –
-8,818
Closed -$1.16M
EDR
146
DELISTED
Education Realty Trust Inc
EDR
– –
-22,194
Closed -$921K
ILG
147
DELISTED
ILG, Inc Common Stock
ILG
– –
-22,152
Closed -$732K
RSPP
148
DELISTED
RSP Permian, Inc.
RSPP
– –
-26,109
Closed -$1.15M
VR
149
DELISTED
Validus Hold Ltd
VR
– –
-19,057
Closed -$1.29M
IPCC
150
DELISTED
Infinity Property & Casualty C
IPCC
– –
-3,324
Closed -$473K
3 4 5
6
7

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Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.