Vivaldi Capital Management’s Alliance Californa Muni Fd AKP Stock Holding History

Vivaldi Capital Management’s Portfolio AKP Stock Details AKP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-12,246	Closed	-$168K	–	241
2018 Q4	$168K	Sell	12,246 -1,765	-13%	-$23.5K	0.07%	179
2018 Q3	$190K	Sell	14,011 -3,677	-21%	-$49.5K	0.1%	127
2018 Q2	$232K	Sell	17,688 -1,648	-9%	-$21.2K	0.19%	113
2018 Q1	$246K	Buy	19,336 +1,372	+8%	+$17.9K	0.18%	111
2017 Q4	$244K	Buy	17,964 +3,680	+26%	+$50.4K	0.2%	103
2017 Q3	$197K	Buy	+14,284	New	+$198K	0.85%	61

Other funds holding AKP

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Vivaldi Capital Management's AKP Position: Q1 2019 in Review

Vivaldi Capital Management sold out of Alliance Californa Muni Fd (AKP) in Q1 2019, closing a stake of 12,246 shares — an estimated $168K sold.

Vivaldi Capital Management first reported a position in AKP in Q3 2017 and held it in 6 quarters. The position peaked at $246K in Q1 2018. 26 funds tracked by Wall St. Rank hold AKP as of Q1 2019.

Vivaldi Capital Management reported no remaining Alliance Californa Muni Fd position as of Q1 2019 after selling out during the quarter.
Vivaldi Capital Management sold 12,246 Alliance Californa Muni Fd shares in Q1 2019, an estimated $168K.
Vivaldi Capital Management first reported a position in Alliance Californa Muni Fd in Q3 2017 and held it in 6 quarters.
Vivaldi Capital Management's Alliance Californa Muni Fd position peaked at $246K in Q1 2018.
26 funds tracked by Wall St. Rank held Alliance Californa Muni Fd as of Q1 2019.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.