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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
101
Vanguard Health Care ETF
VHT
$18.6B
$585K 0.17%
2,074
+631
+44% +$175K
CSCO icon
102
Cisco
CSCO
$479B
$577K 0.17%
10,848
-216
-2% -$10.5K
CME icon
103
CME Group
CME
$94.8B
$576K 0.17%
2,609
-107
-4% -$22.1K
EEM icon
104
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$566K 0.16%
12,333
+399
+3% +$17.2K
VBR icon
105
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$552K 0.16%
2,751
– –
GRID
106
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$552K 0.16%
4,337
– –
BFZ
107
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$535K 0.16%
44,260
-9,923
-18% -$119K
CEG icon
108
Constellation Energy
CEG
$96.4B
$532K 0.15%
+2,045
New +$406K
FNDX icon
109
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$527K 0.15%
22,047
-1,533
-7% -$35.3K
MS icon
110
Morgan Stanley
MS
$340B
$522K 0.15%
5,006
-94
-2% -$9.47K
VEU icon
111
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$508K 0.15%
8,062
-82
-1% -$4.94K
XLE icon
112
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$468K 0.14%
10,652
+700
+7% +$31.3K
ARKK icon
113
ARK Innovation ETF
ARKK
$6.31B
$459K 0.13%
9,658
-351
-4% -$15.8K
CMCSA icon
114
Comcast
CMCSA
$90B
$457K 0.13%
10,934
+151
+1% +$5.96K
V icon
115
Visa
V
$677B
$455K 0.13%
1,656
+13
+0.8% +$3.52K
MCD icon
116
McDonald's
MCD
$195B
$455K 0.13%
1,495
+184
+14% +$50.7K
NTRS icon
117
Northern Trust
NTRS
$33.9B
$455K 0.13%
5,050
– –
DIA icon
118
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$451K 0.13%
1,065
– –
UNP icon
119
Union Pacific
UNP
$174B
$445K 0.13%
1,804
+41
+2% +$9.94K
BNY
120
Bank of New York Mellon
BNY
$107B
$437K 0.13%
6,082
+11
+0.2% +$723
EVM
121
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$430K 0.12%
44,563
-11,389
-20% -$110K
CEV
122
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$429K 0.12%
39,505
-8,783
-18% -$96.4K
IJH icon
123
iShares Core S&P Mid-Cap ETF
IJH
$127B
$428K 0.12%
6,866
+535
+8% +$32.3K
VUG icon
124
Vanguard Morningstar Growth ETF
VUG
$231B
$427K 0.12%
6,672
– –
FEZ icon
125
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$417K 0.12%
7,827
+25
+0.3% +$1.27K
3 4
5
6 7

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PPW
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.