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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
101
iShares MSCI EAFE ETF
EFA
$80.2B
$724K 0.22%
9,746
-107
-1% -$7.56K
IWF icon
102
iShares Russell 1000 Growth ETF
IWF
$128B
$705K 0.21%
8,728
+4,076
+88% +$288K
PNST
103
DELISTED
Pinstripes Holdings, Inc.
PNST
$704K 0.21%
+217,995
New +$2.31M
VEU icon
104
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$666K 0.2%
12,101
+3,976
+49% +$211K
VGT icon
105
Vanguard Information Technology ETF
VGT
$149B
$652K 0.2%
10,264
+928
+10% +$51.7K
NTRL
106
First Trust Equity Market Neutral ETF
NTRL
$16.2M
$649K 0.19%
32,790
-26,610
-45% -$536K
COST icon
107
Costco
COST
$420B
$636K 0.19%
890
+86
+11% +$51K
IWD icon
108
iShares Russell 1000 Value ETF
IWD
$83.7B
$635K 0.19%
3,835
+67
+2% +$10.3K
BFZ
109
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$634K 0.19%
54,153
-2,943
-5% -$31.9K
IBB icon
110
iShares Biotechnology ETF
IBB
$9.77B
$630K 0.19%
4,760
-112
-2% -$13.7K
DHI icon
111
D.R. Horton
DHI
$42.3B
$592K 0.18%
4,156
+138
+3% +$17K
DJUN icon
112
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$581K 0.17%
14,929
– –
AMGN icon
113
Amgen
AMGN
$222B
$569K 0.17%
1,958
+363
+23% +$98.9K
KO icon
114
Coca-Cola
KO
$375B
$544K 0.16%
9,171
-788
-8% -$44.8K
CMCSA icon
115
Comcast
CMCSA
$90B
$540K 0.16%
12,905
+2,679
+26% +$115K
PFE icon
116
Pfizer
PFE
$153B
$537K 0.16%
19,923
-1,315
-6% -$39.8K
AVGO icon
117
Broadcom
AVGO
$2.04T
$537K 0.16%
+4,290
New +$406K
EVM
118
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$523K 0.16%
55,913
-9,083
-14% -$76.8K
XLF icon
119
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$522K 0.16%
13,481
+2,725
+25% +$94.3K
CEV
120
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$518K 0.16%
48,596
-2,529
-5% -$24.3K
USB icon
121
US Bancorp
USB
$99.6B
$509K 0.15%
12,749
+429
+3% +$15.7K
FNDX icon
122
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$509K 0.15%
24,315
+723
+3% +$13.9K
V icon
123
Visa
V
$677B
$498K 0.15%
1,805
+534
+42% +$132K
UNP icon
124
Union Pacific
UNP
$174B
$495K 0.15%
2,017
+380
+23% +$83.5K
WTW icon
125
Willis Towers Watson
WTW
$32B
$490K 0.15%
1,809
+27
+2% +$6.24K
3 4
5
6 7

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.