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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
101
Coca-Cola
KO
$375B
$616K 0.19%
9,931
+19
+0.2% +$1.15K
IJR icon
102
iShares Core S&P Small-Cap ETF
IJR
$112B
$610K 0.18%
6,311
-3,585
-36% -$358K
WMT icon
103
Walmart Inc
WMT
$890B
$605K 0.18%
12,318
-342
-3% -$16.2K
EVM
104
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$601K 0.18%
66,682
+43,578
+189% +$391K
VZ icon
105
Verizon
VZ
$196B
$599K 0.18%
15,402
-275
-2% -$10.8K
MCD icon
106
McDonald's
MCD
$195B
$594K 0.18%
2,124
-572
-21% -$153K
VEU icon
107
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$563K 0.17%
10,532
-2,041
-16% -$108K
JNJ icon
108
Johnson & Johnson
JNJ
$625B
$557K 0.17%
3,594
-3,366
-48% -$544K
CEV
109
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$530K 0.16%
51,767
+30,733
+146% +$313K
CME icon
110
CME Group
CME
$94.8B
$512K 0.15%
2,672
-115
-4% -$20.8K
HD icon
111
Home Depot
HD
$355B
$499K 0.15%
1,692
-552
-25% -$169K
AGG icon
112
iShares Core US Aggregate Bond ETF
AGG
$138B
$493K 0.15%
4,952
-312
-6% -$30.8K
VCV icon
113
Invesco California Value Municipal Income Trust
VCV
$522M
$474K 0.14%
46,623
+13,821
+42% +$136K
BRK.A icon
114
Berkshire Hathaway Class A
BRK.A
$1.12T
$466K 0.14%
1
– –
NTRS icon
115
Northern Trust
NTRS
$33.9B
$459K 0.14%
5,205
-1
-0% -$93
FNDX icon
116
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$453K 0.14%
24,759
-24,858
-50% -$456K
PCK
117
DELISTED
Pimco California Municipal Income Fund II
PCK
$435K 0.13%
+70,108
New +$437K
USB icon
118
US Bancorp
USB
$99.6B
$433K 0.13%
12,000
-657
-5% -$29.3K
ACI icon
119
Albertsons Companies
ACI
$5.83B
$428K 0.13%
+20,588
New +$425K
VBR icon
120
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$426K 0.13%
2,686
-287
-10% -$47.5K
XLE icon
121
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$426K 0.13%
10,292
-22,702
-69% -$971K
GRID
122
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$424K 0.13%
4,337
+1,103
+34% +$104K
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$423K 0.13%
10,725
-3,382
-24% -$134K
WTW icon
124
Willis Towers Watson
WTW
$32B
$412K 0.12%
1,773
+2
+0.1% +$483
DHI icon
125
D.R. Horton
DHI
$42.3B
$391K 0.12%
3,999
+16
+0.4% +$1.53K
3 4
5
6 7

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TFHU
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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.