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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
101
GE Aerospace
GE
$384B
$623K 0.17%
15,478
-695
-4% -$30.6K
IDEV icon
102
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$623K 0.17%
12,710
– –
IBB icon
103
iShares Biotechnology ETF
IBB
$9.77B
$615K 0.17%
5,175
+498
+11% +$61.8K
MCD icon
104
McDonald's
MCD
$195B
$614K 0.17%
2,634
-45
-2% -$11.5K
CVX icon
105
Chevron
CVX
$366B
$611K 0.17%
3,818
+25
+0.7% +$3.81K
AGG icon
106
iShares Core US Aggregate Bond ETF
AGG
$138B
$610K 0.16%
6,368
+843
+15% +$85.2K
TGT icon
107
Target
TGT
$68B
$608K 0.16%
3,994
-248
-6% -$39.7K
MRK icon
108
Merck
MRK
$318B
$602K 0.16%
6,877
+48
+0.7% +$4.29K
CSCO icon
109
Cisco
CSCO
$479B
$597K 0.16%
14,813
-32
-0.2% -$1.42K
MYI icon
110
BlackRock MuniYield Quality Fund III
MYI
$721M
$562K 0.15%
52,724
– –
DHI icon
111
D.R. Horton
DHI
$42.3B
$560K 0.15%
7,793
-420
-5% -$30.9K
AVUV icon
112
Avantis US Small Cap Value ETF
AVUV
$30.9B
$552K 0.15%
7,946
+392
+5% +$28.6K
VGK icon
113
Vanguard FTSE Europe ETF
VGK
$31.4B
$544K 0.15%
11,659
+2
+0% +$104
KO icon
114
Coca-Cola
KO
$375B
$528K 0.14%
9,686
+233
+2% +$14.5K
WMT icon
115
Walmart Inc
WMT
$890B
$522K 0.14%
12,174
+240
+2% +$10.5K
IEMG icon
116
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$520K 0.14%
11,854
+15
+0.1% +$719
AVDV icon
117
Avantis International Small Cap Value ETF
AVDV
$19.8B
$518K 0.14%
10,642
+808
+8% +$42.8K
BIP icon
118
Brookfield Infrastructure Partners
BIP
$18B
$516K 0.14%
15,000
– –
BFZ
119
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$512K 0.14%
49,358
-12,629
-20% -$143K
USB icon
120
US Bancorp
USB
$99.6B
$510K 0.14%
12,698
+47
+0.4% +$2.17K
CME icon
121
CME Group
CME
$94.8B
$472K 0.13%
2,777
+13
+0.5% +$2.57K
QQQ icon
122
Invesco QQQ Trust
QQQ
$484B
$463K 0.13%
1,722
+20
+1% +$6.04K
NTRS icon
123
Northern Trust
NTRS
$33.9B
$447K 0.12%
5,204
+3
+0.1% +$290
VBR icon
124
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$440K 0.12%
2,972
– –
IYW icon
125
iShares US Technology ETF
IYW
$25.2B
$434K 0.12%
5,810
-133
-2% -$11.3K
3 4
5
6 7

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Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.