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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
101
DELISTED
Varian Medical Systems, Inc.
VAR
$861K 0.18%
4,919
+2,494
+103% +$432K
IJR icon
102
iShares Core S&P Small-Cap ETF
IJR
$112B
$856K 0.18%
9,315
-445
-5% -$36.6K
VGK icon
103
Vanguard FTSE Europe ETF
VGK
$31.4B
$848K 0.18%
14,080
+425
+3% +$23.9K
IYH icon
104
iShares US Healthcare ETF
IYH
$3.54B
$815K 0.17%
16,565
+2,055
+14% +$97K
IDEV icon
105
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$814K 0.17%
13,210
– –
MCA
106
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$814K 0.17%
54,402
+10
+0% +$147
NAC icon
107
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$787K 0.17%
51,892
+4
+0% +$59
INTC icon
108
Intel
INTC
$513B
$758K 0.16%
15,217
+462
+3% +$22.6K
GOOGL icon
109
Alphabet (Google) Class A
GOOGL
$4.33T
$757K 0.16%
8,640
-3,140
-27% -$264K
SCHZ icon
110
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$740K 0.16%
26,406
+3,534
+15% +$98.8K
VTWO icon
111
Vanguard Russell 2000 ETF
VTWO
$17.9B
$736K 0.16%
9,300
– –
IBDO
112
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$728K 0.16%
27,710
– –
NGHC
113
DELISTED
National General Holdings Corp
NGHC
$714K 0.15%
20,886
+6,996
+50% +$238K
TGT icon
114
Target
TGT
$68B
$705K 0.15%
3,993
+1,498
+60% +$250K
IBDM
115
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$690K 0.15%
27,700
– –
AGG icon
116
iShares Core US Aggregate Bond ETF
AGG
$138B
$664K 0.14%
5,620
-4,385
-44% -$517K
VBR icon
117
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$650K 0.14%
4,570
+999
+28% +$129K
AMGN icon
118
Amgen
AMGN
$222B
$638K 0.14%
2,774
+375
+16% +$86.5K
SHM icon
119
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$627K 0.13%
12,585
-4,088
-25% -$204K
KO icon
120
Coca-Cola
KO
$375B
$613K 0.13%
11,187
+14
+0.1% +$724
MTCH icon
121
Match Group
MTCH
$8.55B
$613K 0.13%
4,054
-232
-5% -$30.7K
QQQ icon
122
Invesco QQQ Trust
QQQ
$484B
$611K 0.13%
1,947
+753
+63% +$221K
MRK icon
123
Merck
MRK
$318B
$609K 0.13%
7,808
+524
+7% +$40.1K
MCD icon
124
McDonald's
MCD
$195B
$607K 0.13%
2,831
+300
+12% +$65.2K
IYW icon
125
iShares US Technology ETF
IYW
$25.2B
$603K 0.13%
7,088
+1,400
+25% +$112K
3 4
5
6 7

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.