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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
Cap. Flow
-$31.3M
Cap. Flow %
-6.52%
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$42M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.08M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.73M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.46M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.86M

Top Sells

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$47.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.32M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.53M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.15M

Sector Composition

Rank Sector Weight
1 Technology 4.37%
2 Financials 3.11%
3 Communication Services 2.51%
4 Healthcare 2.13%
5 Consumer Discretionary 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
101
PepsiCo
PEP
$189B
$789K 0.16%
5,726
-176
-3% -$23.2K
CME icon
102
CME Group
CME
$95B
$779K 0.16%
4,583
+194
+4% +$34.8K
SUSA icon
103
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$765K 0.16%
+10,438
New +$653K
BN icon
104
Brookfield
BN
$108B
$764K 0.16%
42,162
-26,539
-39% -$466K
XLK icon
105
State Street Technology Select Sector SPDR ETF
XLK
$122B
$759K 0.16%
13,334
+4,360
+49% +$205K
IBDO
106
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$755K 0.16%
28,770
-1,094
-4% -$28.2K
INTC icon
107
Intel
INTC
$503B
$751K 0.16%
15,261
+6,414
+72% +$384K
DSI icon
108
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$750K 0.16%
+11,734
New +$652K
VGK icon
109
Vanguard FTSE Europe ETF
VGK
$31.1B
$742K 0.15%
13,491
-754
-5% -$35.6K
AMZN icon
110
Amazon
AMZN
$2.94T
$734K 0.15%
4,640
-1,900
-29% -$229K
IBDL
111
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$733K 0.15%
29,045
-987
-3% -$24.9K
IDEV icon
112
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
$730K 0.15%
13,210
-2,215
-14% -$107K
IBDM
113
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$707K 0.15%
28,168
-650
-2% -$16.3K
SCHZ icon
114
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$703K 0.15%
24,902
-15,026
-38% -$418K
GOOGL icon
115
Alphabet (Google) Class A
GOOGL
$4.38T
$699K 0.15%
9,280
+1,540
+20% +$104K
CSCO icon
116
Cisco
CSCO
$476B
$679K 0.14%
14,125
+5,790
+69% +$254K
IYH icon
117
iShares US Healthcare ETF
IYH
$3.5B
$644K 0.13%
+13,985
New +$590K
LM
118
DELISTED
Legg Mason, Inc.
LM
$618K 0.13%
+12,427
New +$617K
T icon
119
AT&T
T
$162B
$614K 0.13%
26,929
-1,775
-6% -$40.4K
GB
120
DELISTED
Global Blue Group Holding
GB
$599K 0.12%
+58,500
New +$597K
VTWO icon
121
Vanguard Russell 2000 ETF
VTWO
$17.7B
$591K 0.12%
+9,300
New +$492K
KO icon
122
Coca-Cola
KO
$374B
$588K 0.12%
12,142
+3,863
+47% +$178K
V icon
123
Visa
V
$692B
$577K 0.12%
2,903
+336
+13% +$61.4K
LOGM
124
DELISTED
LogMein, Inc.
LOGM
$577K 0.12%
6,801
+3,927
+137% +$333K
NEE icon
125
NextEra Energy
NEE
$176B
$575K 0.12%
8,084
-384
-5% -$23K
3 4
5
6 7

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Vivaldi Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.

  • Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
  • Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
  • Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
  • Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
  • Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
  • Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
  • Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.

Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.