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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
(+7.2%)
Cap. Flow
+$104M
Cap. Flow
% of AUM
23.36%
Top 10 Holdings %
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$42.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$30.8M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$30.7M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$9.06M |
| 5 |
Schwab US Broad Market ETF
SCHB
|
+$7.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$19.3M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$19.2M |
| 3 |
First Trust Preferred Securities and Income ETF
FPE
|
+$10.8M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$5.29M |
| 5 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 3.28% |
| 2 | Technology | 2.58% |
| 3 | Financials | 2.39% |
| 4 | Healthcare | 2.32% |
| 5 | Consumer Staples | 1.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
PepsiCo
PEP
$190B
| $709K | 0.16% |
5,902
+261
| +5% | +$35.3K |
|
102
Walt Disney
DIS
$181B
| $693K | 0.16% |
7,170
+1,288
| +22% | +$163K |
|
103
Schwab U.S Small- Cap ETF
SCHA
$23.1B
| $687K | 0.15% |
53,344
+7,564
| +17% | +$129K |
|
104
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
| $683K | 0.15% |
15,425
-8,840
| -36% | -$470K |
|
105
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $677K | 0.15% |
+49,416
| New | +$727K |
|
106
Vanguard Total World Stock ETF
VT
$79.8B
| $658K | 0.15% |
10,482
+172
| +2% | +$13K |
|
107
Amazon
AMZN
$2.96T
| $638K | 0.14% |
6,540
-3,200
| -33% | -$310K |
|
108
AT&T
T
$163B
| $632K | 0.14% |
28,704
-6,019
| -17% | -$164K |
|
109
Vanguard FTSE Europe ETF
VGK
$31.4B
| $617K | 0.14% |
14,245
+7,322
| +106% | +$388K |
|
|
DSL
110
DoubleLine Income Solutions Fund
DSL
$1.24B
| $609K | 0.14% |
45,635
| – | – |
|
111
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
| $608K | 0.14% |
10,178
-10,425
| -51% | -$715K |
|
112
iShares Core US Aggregate Bond ETF
AGG
$138B
| $601K | 0.14% |
5,209
+1,509
| +41% | +$172K |
|
113
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $596K | 0.13% |
42,390
+114
| +0.3% | +$2.09K |
|
114
Costco
COST
$420B
| $551K | 0.12% |
1,933
+179
| +10% | +$54.3K |
|
115
Chevron
CVX
$366B
| $550K | 0.12% |
7,590
-315
| -4% | -$31.1K |
|
|
IBDN
116
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
| $550K | 0.12% |
22,197
-1,870
| -8% | -$46.9K |
|
117
Honeywell
HON
$78B
| $533K | 0.12% |
4,228
-163
| -4% | -$25.2K |
|
118
NextEra Energy
NEE
$177B
| $509K | 0.11% |
8,468
-1,984
| -19% | -$125K |
|
119
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $508K | 0.11% |
9,700
-953
| -9% | -$50.7K |
|
|
PPLI
120
People Inc
PPLI
$3.1B
| $507K | 0.11% |
15,829
-4,868
| -24% | -$193K |
|
121
ExxonMobil
XOM
$634B
| $497K | 0.11% |
13,080
-1,494
| -10% | -$82.5K |
|
122
Schwab US Dividend Equity ETF
SCHD
$105B
| $482K | 0.11% |
+32,163
| New | +$577K |
|
123
Intel
INTC
$513B
| $479K | 0.11% |
8,847
+574
| +7% | +$34K |
|
124
Verizon
VZ
$196B
| $468K | 0.11% |
8,718
+1,491
| +21% | +$85.3K |
|
|
WBC
125
DELISTED
WABCO HOLDINGS INC.
WBC
| $458K | 0.1% |
+3,389
| New | +$456K |
|
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Vivaldi Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.
- Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
- Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
- Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
- Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
- Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
- Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
- Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.
Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.