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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
101
Honeywell
HON
$77B
$761K 0.18%
4,769
+355
+8% +$56.5K
WMT icon
102
Walmart Inc
WMT
$885B
$757K 0.18%
19,140
+966
+5% +$36.5K
VT icon
103
Vanguard Total World Stock ETF
VT
$78B
$696K 0.16%
9,306
+92
+1% +$6.87K
KO icon
104
Coca-Cola
KO
$377B
$687K 0.16%
12,617
+5,444
+76% +$292K
VIAB
105
DELISTED
Viacom Inc. Class B
VIAB
$669K 0.16%
+27,840
New +$777K
TSLA icon
106
Tesla
TSLA
$1.23T
$656K 0.16%
40,875
+135
+0.3% +$2.11K
MQT
107
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$653K 0.15%
50,378
+3,284
+7% +$42.2K
HD icon
108
Home Depot
HD
$331B
$642K 0.15%
2,766
+942
+52% +$206K
GLW icon
109
Corning
GLW
$119B
$638K 0.15%
22,355
+3,468
+18% +$104K
IBDN
110
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$628K 0.15%
24,806
-21,701
-47% -$548K
DSL
111
DoubleLine Income Solutions Fund
DSL
$1.22B
$622K 0.15%
31,200
– –
EEM icon
112
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$589K 0.14%
14,419
– –
NTRS icon
113
Northern Trust
NTRS
$33.3B
$589K 0.14%
6,313
-599
-9% -$55K
DTF
114
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$585K 0.14%
40,430
+2,168
+6% +$30.4K
GOOGL icon
115
Alphabet (Google) Class A
GOOGL
$4.36T
$567K 0.13%
9,280
+1,440
+18% +$85.3K
VZ icon
116
Verizon
VZ
$195B
$558K 0.13%
9,237
+747
+9% +$43K
XLY icon
117
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$558K 0.13%
9,244
-4,726
-34% -$285K
IBM icon
118
IBM
IBM
$211B
$549K 0.13%
3,951
-97
-2% -$13.1K
COST icon
119
Costco
COST
$422B
$548K 0.13%
1,903
-8
-0.4% -$2.25K
INTC icon
120
Intel
INTC
$455B
$539K 0.13%
10,467
+2,584
+33% +$127K
BND icon
121
Vanguard Total Bond Market
BND
$157B
$535K 0.13%
6,341
+3,416
+117% +$286K
ACN icon
122
Accenture
ACN
$102B
$530K 0.13%
2,755
-2,029
-42% -$393K
IGSB icon
123
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$521K 0.12%
9,700
-1,187
-11% -$63.5K
CSCO icon
124
Cisco
CSCO
$457B
$510K 0.12%
10,317
+192
+2% +$9.98K
NXQ
125
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$490K 0.12%
32,715
+2,816
+9% +$40.9K
3 4
5
6 7

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.