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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
101
EOG Resources
EOG
$76.4B
$809K 0.22%
8,503
+5,516
+185% +$526K
GG
102
DELISTED
Goldcorp Inc
GG
$808K 0.22%
+70,668
New +$759K
AMZN icon
103
Amazon
AMZN
$2.99T
$807K 0.22%
9,060
+600
+7% +$49.9K
PFE icon
104
Pfizer
PFE
$145B
$805K 0.22%
19,967
+8,271
+71% +$331K
BG icon
105
Bunge Global
BG
$20.5B
$784K 0.22%
+14,770
New +$784K
GT icon
106
Goodyear
GT
$2.07B
$780K 0.22%
+42,950
New +$836K
T icon
107
AT&T
T
$160B
$771K 0.21%
32,568
+2,060
+7% +$47.4K
TSLA icon
108
Tesla
TSLA
$1.29T
$761K 0.21%
40,800
+30,000
+278% +$602K
ELLI
109
DELISTED
Ellie Mae Inc
ELLI
$761K 0.21%
+7,716
New +$670K
RHT
110
DELISTED
Red Hat Inc
RHT
$761K 0.21%
+4,164
New +$746K
META icon
111
Meta Platforms (Facebook)
META
$1.5T
$748K 0.21%
4,490
+1,642
+58% +$261K
HON icon
112
Honeywell
HON
$78.9B
$745K 0.21%
4,972
+1,655
+50% +$231K
NXP icon
113
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$707K 0.2%
48,266
+5,805
+14% +$83.9K
DISCK
114
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$705K 0.2%
27,737
+18,505
+200% +$484K
GLD icon
115
SPDR Gold Trust
GLD
$132B
$700K 0.19%
5,737
-20
-0.3% -$2.46K
NXR
116
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$661K 0.18%
44,874
+5,900
+15% +$86.1K
VT icon
117
Vanguard Total World Stock ETF
VT
$79.4B
$646K 0.18%
8,835
-104
-1% -$7.38K
NTRS icon
118
Northern Trust
NTRS
$33.4B
$624K 0.17%
+6,906
New +$623K
EEM icon
119
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$618K 0.17%
14,409
+2,985
+26% +$126K
CSCO icon
120
Cisco
CSCO
$480B
$593K 0.16%
10,989
+2,908
+36% +$141K
TFI icon
121
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$586K 0.16%
+11,885
New +$577K
AL
122
DELISTED
Air Lease Corp
AL
$576K 0.16%
+16,760
New +$605K
CELG
123
DELISTED
Celgene Corp
CELG
$541K 0.15%
+5,739
New +$502K
VSS icon
124
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$539K 0.15%
5,172
– –
JNJ icon
125
Johnson & Johnson
JNJ
$614B
$507K 0.14%
3,624
-666
-16% -$89.2K
3 4
5
6 7

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.