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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$6.75M
Cap. Flow
-$26.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
32.83%
Holding
252
New
23
Increased
84
Reduced
77
Closed
26

Top Buys

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.71M
2
IAU icon
iShares Gold Trust
IAU
+$2.11M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$1.39M
4
RDDT icon
Reddit
RDDT
+$968K
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$819K

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.26M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.08M
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.28M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.98M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.46M

Sector Composition

Rank Sector Weight
1 Technology 9.56%
2 Healthcare 4.13%
3 Financials 3.51%
4 Consumer Discretionary 3.31%
5 Real Estate 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
76
Abbott
ABT
$187B
$1.01M 0.29%
8,832
+315
+4% +$34.6K
PG icon
77
Procter & Gamble
PG
$339B
$983K 0.29%
5,673
+161
+3% +$27.3K
BA icon
78
Boeing
BA
$185B
$941K 0.27%
6,191
-16
-0.3% -$2.74K
OEF icon
79
iShares S&P 100 ETF
OEF
$20.6B
$938K 0.27%
3,391
-6
-0.2% -$1.6K
MRK icon
80
Merck
MRK
$318B
$936K 0.27%
8,239
+55
+0.7% +$6.53K
HD icon
81
Home Depot
HD
$355B
$920K 0.27%
2,270
+119
+6% +$43.4K
VWO icon
82
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$900K 0.26%
18,811
-603
-3% -$26.8K
XLF icon
83
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$872K 0.25%
19,244
+5,235
+37% +$228K
COST icon
84
Costco
COST
$420B
$836K 0.24%
943
+147
+18% +$128K
XOM icon
85
ExxonMobil
XOM
$634B
$814K 0.24%
6,944
+23
+0.3% +$2.66K
IWF icon
86
iShares Russell 1000 Growth ETF
IWF
$128B
$806K 0.23%
8,592
-140
-2% -$12.7K
EFA icon
87
iShares MSCI EAFE ETF
EFA
$80.2B
$802K 0.23%
9,593
-40
-0.4% -$3.22K
AAXJ icon
88
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$766K 0.22%
9,761
+1,833
+23% +$133K
IWD icon
89
iShares Russell 1000 Value ETF
IWD
$83.7B
$733K 0.21%
3,861
+10
+0.3% +$1.82K
IBB icon
90
iShares Biotechnology ETF
IBB
$9.77B
$697K 0.2%
4,788
+6
+0.1% +$868
VFH icon
91
Vanguard Financials ETF
VFH
$13.6B
$670K 0.19%
6,095
+837
+16% +$88.7K
XLI icon
92
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$664K 0.19%
4,901
+1,588
+48% +$202K
EZU icon
93
iShare MSCI Eurozone ETF
EZU
$9.91B
$650K 0.19%
12,445
+4,529
+57% +$226K
XLU icon
94
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$634K 0.18%
+15,688
New +$582K
AVGO icon
95
Broadcom
AVGO
$2.04T
$630K 0.18%
3,653
+293
+9% +$47K
IJR icon
96
iShares Core S&P Small-Cap ETF
IJR
$112B
$628K 0.18%
5,368
+74
+1% +$8.36K
KO icon
97
Coca-Cola
KO
$375B
$618K 0.18%
8,600
+231
+3% +$15.8K
AMGN icon
98
Amgen
AMGN
$222B
$604K 0.18%
1,875
+48
+3% +$15.7K
USB icon
99
US Bancorp
USB
$99.6B
$595K 0.17%
13,001
+483
+4% +$21.2K
NFLX icon
100
Netflix
NFLX
$309B
$588K 0.17%
8,290
+40
+0.5% +$2.67K
2 3
4
5 6

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TFHU
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ZDA
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Vivaldi Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Vivaldi Capital Management held 252 positions worth $344M, down 1.9% from $351M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Vivaldi Capital Management withdrew a net $26.4M in Q3 2024, closing 26 positions and reducing 77 holdings. Its most notable exit was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Vivaldi Capital Management opened a new position in Schwab US Dividend Equity ETF worth $1.44M.

  • Vivaldi Capital Management's largest Q3 2024 buy was Schwab US Dividend Equity ETF: 51,195 shares worth $1.44M.
  • Vivaldi Capital Management added most to Schwab U.S Small- Cap ETF in Q3 2024, an estimated $3.71M increase.
  • Vivaldi Capital Management's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $4.26M.
  • Vivaldi Capital Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2024, selling an estimated $4.08M.
  • Vivaldi Capital Management's ten largest holdings make up 33% of its $344M portfolio in Q3 2024.
  • Vivaldi Capital Management opened 23 new positions and closed 26 in Q3 2024.
  • Vivaldi Capital Management's portfolio value fell 1.9% quarter-over-quarter to $344M.

Based on Vivaldi Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.