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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
76
iShares Russell Mid-Cap ETF
IWR
$57.4B
$1.17M 0.35%
15,116
+588
+4% +$41.8K
IWM icon
77
iShares Russell 2000 ETF
IWM
$83B
$1.17M 0.35%
6,007
-237
-4% -$42.5K
SPEM icon
78
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$1.13M 0.34%
32,787
+11,435
+54% +$389K
UNH icon
79
UnitedHealth
UNH
$370B
$1.12M 0.33%
2,160
-323
-13% -$172K
IDEV icon
80
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$1.11M 0.33%
17,837
– –
TMO icon
81
Thermo Fisher Scientific
TMO
$220B
$1.09M 0.33%
2,025
-197
-9% -$95.4K
IYH icon
82
iShares US Healthcare ETF
IYH
$3.54B
$1.09M 0.33%
18,180
+6,770
+59% +$369K
ABT icon
83
Abbott
ABT
$187B
$1.06M 0.32%
9,565
+785
+9% +$78.4K
GE icon
84
GE Aerospace
GE
$384B
$1.02M 0.31%
9,005
+267
+3% +$24.7K
MRK icon
85
Merck
MRK
$318B
$1.01M 0.3%
8,084
+630
+8% +$65.4K
AVUV icon
86
Avantis US Small Cap Value ETF
AVUV
$30.9B
$986K 0.3%
11,402
-278
-2% -$22.2K
OEF icon
87
iShares S&P 100 ETF
OEF
$20.6B
$943K 0.28%
4,008
-186
-4% -$39.1K
AVDV icon
88
Avantis International Small Cap Value ETF
AVDV
$19.8B
$926K 0.28%
15,387
-107
-0.7% -$6.23K
IYW icon
89
iShares US Technology ETF
IYW
$25.2B
$910K 0.27%
6,946
-23
-0.3% -$2.6K
PG icon
90
Procter & Gamble
PG
$339B
$910K 0.27%
5,824
+99
+2% +$14.7K
JNJ icon
91
Johnson & Johnson
JNJ
$625B
$910K 0.27%
5,816
+1,277
+28% +$196K
XLK icon
92
State Street Technology Select Sector SPDR ETF
XLK
$124B
$894K 0.27%
8,822
-1,826
-17% -$163K
PULS icon
93
PGIM Ultra Short Bond ETF
PULS
$18.3B
$867K 0.26%
+17,515
New +$865K
HD icon
94
Home Depot
HD
$355B
$857K 0.26%
2,397
+506
+27% +$157K
WMT icon
95
Walmart Inc
WMT
$890B
$793K 0.24%
14,058
+1,311
+10% +$69.4K
IJR icon
96
iShares Core S&P Small-Cap ETF
IJR
$112B
$789K 0.24%
7,588
+1,265
+20% +$122K
XOM icon
97
ExxonMobil
XOM
$634B
$786K 0.24%
7,756
-2,143
-22% -$225K
CSCO icon
98
Cisco
CSCO
$479B
$781K 0.23%
15,739
+1,677
+12% +$85.7K
VWO icon
99
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$775K 0.23%
19,341
-3,113
-14% -$123K
MSI icon
100
Motorola Solutions
MSI
$77.4B
$742K 0.22%
2,323
+106
+5% +$32.1K
2 3
4
5 6

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.