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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
(-18%)
Cap. Flow
-$85.1M
Cap. Flow
% of AUM
-25.73%
Top 10 Holdings %
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$9.89M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$9.25M |
| 3 |
KIO
KKR Income Opportunities Fund
KIO
|
+$2.57M |
| 4 |
PML
PIMCO Municipal Income Fund II
PML
|
+$1.91M |
| 5 |
MVT
BlackRock MuniVest Fund II
MVT
|
+$1.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$9.57M |
| 2 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$5.85M |
| 3 |
Invesco Senior Income Trust
VVR
|
+$5.75M |
| 4 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$5.52M |
| 5 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$5.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Real Estate | 5.34% |
| 2 | Technology | 5.29% |
| 3 | Financials | 2.98% |
| 4 | Healthcare | 2.92% |
| 5 | Consumer Discretionary | 2.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
NVIDIA
NVDA
$5.42T
| $931K | 0.28% |
33,510
-850
| -2% | -$18.4K |
|
77
VanEck Agribusiness ETF
MOO
$969M
| $922K | 0.28% |
10,615
-85
| -0.8% | -$7.51K |
|
78
iShares US Healthcare ETF
IYH
$3.54B
| $892K | 0.27% |
16,330
-520
| -3% | -$28.5K |
|
79
Procter & Gamble
PG
$339B
| $878K | 0.27% |
5,908
-13,141
| -69% | -$1.88M |
|
80
Alphabet (Google) Class A
GOOGL
$4.33T
| $878K | 0.27% |
8,465
-3,377
| -29% | -$324K |
|
81
Abbott
ABT
$187B
| $868K | 0.26% |
8,569
-37
| -0.4% | -$3.91K |
|
82
Pfizer
PFE
$153B
| $852K | 0.26% |
20,873
-23,501
| -53% | -$1.02M |
|
83
iShares Core S&P Mid-Cap ETF
IJH
$127B
| $851K | 0.26% |
17,010
-43,865
| -72% | -$2.23M |
|
84
iShares Russell 1000 Value ETF
IWD
$83.7B
| $831K | 0.25% |
5,458
-8,491
| -61% | -$1.31M |
|
85
iShares S&P 100 ETF
OEF
$20.6B
| $814K | 0.25% |
4,351
-97
| -2% | -$17.4K |
|
86
JPMorgan Chase
JPM
$950B
| $810K | 0.24% |
6,216
-14,437
| -70% | -$1.98M |
|
87
iShares US Technology ETF
IYW
$25.2B
| $804K | 0.24% |
8,660
-1,890
| -18% | -$159K |
|
88
Avantis International Small Cap Value ETF
AVDV
$19.8B
| $793K | 0.24% |
13,563
+1,279
| +10% | +$74.5K |
|
89
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $779K | 0.24% |
+7,845
| New | +$778K |
|
90
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $772K | 0.23% |
10,220
-3,310
| -24% | -$228K |
|
91
Eli Lilly
LLY
$1.06T
| $756K | 0.23% |
2,200
-21
| -0.9% | -$7.08K |
|
92
Avantis US Small Cap Value ETF
AVUV
$30.9B
| $740K | 0.22% |
9,990
+906
| +10% | +$71K |
|
93
Merck
MRK
$318B
| $737K | 0.22% |
6,929
-156
| -2% | -$16.8K |
|
94
Cisco
CSCO
$479B
| $714K | 0.22% |
13,662
-1,863
| -12% | -$91K |
|
95
Vanguard Total World Stock ETF
VT
$79.8B
| $693K | 0.21% |
7,523
-7,495
| -50% | -$679K |
|
96
Oracle
ORCL
$423B
| $684K | 0.21% |
7,357
-533
| -7% | -$46.7K |
|
|
BFZ
97
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $668K | 0.2% |
+57,089
| New | +$643K |
|
98
GE Aerospace
GE
$384B
| $648K | 0.2% |
8,498
-2,333
| -22% | -$156K |
|
99
iShares Biotechnology ETF
IBB
$9.77B
| $629K | 0.19% |
4,872
-304
| -6% | -$39.8K |
|
100
Motorola Solutions
MSI
$77.4B
| $628K | 0.19% |
2,196
+387
| +21% | +$102K |
|
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Vivaldi Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.
By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.
Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.
- Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
- Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
- Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
- Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
- Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
- Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
- Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.
Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.