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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDF icon
76
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$1.14M 0.31%
44,315
+2,192
+5% +$61.3K
JNJ icon
77
Johnson & Johnson
JNJ
$625B
$1.08M 0.29%
6,761
-1,474
-18% -$249K
VIG icon
78
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.06M 0.29%
7,746
-369
-5% -$54.9K
FPE icon
79
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$1.05M 0.28%
62,972
+15,000
+31% +$265K
FNDE icon
80
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$1.02M 0.28%
42,642
+1,024
+2% +$26.1K
GOOGL icon
81
Alphabet (Google) Class A
GOOGL
$4.33T
$1.01M 0.27%
10,266
-754
-7% -$83.6K
AMLP icon
82
Alerian MLP ETF
AMLP
$12.8B
$993K 0.27%
26,077
+57
+0.2% +$2.17K
CMF icon
83
iShares California Muni Bond ETF
CMF
$4.62B
$992K 0.27%
18,040
-4,271
-19% -$242K
INFL icon
84
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
$990K 0.27%
34,398
-750
-2% -$22.3K
XOM icon
85
ExxonMobil
XOM
$634B
$948K 0.26%
9,385
+60
+0.6% +$5.48K
MOO icon
86
VanEck Agribusiness ETF
MOO
$969M
$902K 0.24%
10,880
-60
-0.5% -$5.33K
ACN icon
87
Accenture
ACN
$108B
$867K 0.23%
3,339
+40
+1% +$11.6K
ABT icon
88
Abbott
ABT
$187B
$852K 0.23%
8,374
+91
+1% +$9.7K
XLK icon
89
State Street Technology Select Sector SPDR ETF
XLK
$124B
$839K 0.23%
13,902
+636
+5% +$43.4K
IJR icon
90
iShares Core S&P Small-Cap ETF
IJR
$112B
$833K 0.23%
9,313
+340
+4% +$33K
HD icon
91
Home Depot
HD
$355B
$803K 0.22%
2,824
+8
+0.3% +$2.36K
IMCV icon
92
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$798K 0.22%
13,885
+813
+6% +$50.5K
PEP icon
93
PepsiCo
PEP
$190B
$775K 0.21%
4,794
+32
+0.7% +$5.51K
AMZN icon
94
Amazon
AMZN
$2.96T
$774K 0.21%
6,752
+198
+3% +$25K
VZ icon
95
Verizon
VZ
$196B
$764K 0.21%
20,741
-5
-0% -$223
OEF icon
96
iShares S&P 100 ETF
OEF
$20.6B
$757K 0.2%
4,611
-97
-2% -$17.6K
DIS icon
97
Walt Disney
DIS
$181B
$744K 0.2%
7,658
-34
-0.4% -$3.64K
IYH icon
98
iShares US Healthcare ETF
IYH
$3.54B
$740K 0.2%
14,435
+545
+4% +$29.4K
LLY icon
99
Eli Lilly
LLY
$1.06T
$685K 0.19%
2,096
+22
+1% +$6.97K
MMM icon
100
3M
MMM
$94.3B
$678K 0.18%
7,546
-68
-0.9% -$7.46K
2 3
4
5 6

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Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.