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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
76
Global X MLP ETF
MLPA
$2.26B
$1.34M 0.29%
48,738
-13,529
-22% -$349K
MYC
77
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$1.33M 0.28%
89,629
+15
+0% +$213
VTEB icon
78
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$1.32M 0.28%
23,863
-374
-2% -$20.4K
IEMG icon
79
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.3M 0.28%
21,042
+849
+4% +$48.9K
MUB icon
80
iShares National Muni Bond ETF
MUB
$45.5B
$1.29M 0.28%
11,037
– –
NBW
81
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.27M 0.27%
93,486
+18
+0% +$239
NTRL
82
First Trust Equity Market Neutral ETF
NTRL
$16.2M
$1.27M 0.27%
64,901
+395
+0.6% +$7.72K
TMO icon
83
Thermo Fisher Scientific
TMO
$220B
$1.26M 0.27%
2,712
-327
-11% -$153K
JNJ icon
84
Johnson & Johnson
JNJ
$625B
$1.23M 0.26%
7,805
+710
+10% +$105K
SCHM icon
85
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.21M 0.26%
53,196
-1,074
-2% -$22.4K
MMM icon
86
3M
MMM
$94.3B
$1.17M 0.25%
8,010
-107
-1% -$15.2K
ABBV icon
87
AbbVie
ABBV
$435B
$1.16M 0.25%
10,812
-59
-0.5% -$5.67K
META icon
88
Meta Platforms (Facebook)
META
$1.51T
$1.12M 0.24%
4,106
+688
+20% +$189K
FNOV icon
89
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$1.09M 0.23%
+30,890
New +$1.05M
ABT icon
90
Abbott
ABT
$187B
$1.03M 0.22%
9,397
-401
-4% -$43.6K
PYPL icon
91
PayPal
PYPL
$50.5B
$982K 0.21%
4,191
+1,939
+86% +$402K
ACN icon
92
Accenture
ACN
$108B
$981K 0.21%
3,756
+3
+0.1% +$719
UNH icon
93
UnitedHealth
UNH
$370B
$981K 0.21%
2,798
-250
-8% -$83.8K
AMZN icon
94
Amazon
AMZN
$2.96T
$980K 0.21%
6,020
+1,140
+23% +$182K
OEF icon
95
iShares S&P 100 ETF
OEF
$20.6B
$978K 0.21%
5,698
-89
-2% -$14.5K
VZ icon
96
Verizon
VZ
$196B
$926K 0.2%
15,766
+378
+2% +$22.5K
PEP icon
97
PepsiCo
PEP
$190B
$914K 0.2%
6,161
+500
+9% +$71.1K
HD icon
98
Home Depot
HD
$355B
$885K 0.19%
3,334
+582
+21% +$160K
XLK icon
99
State Street Technology Select Sector SPDR ETF
XLK
$124B
$878K 0.19%
13,500
+262
+2% +$16K
CSCO icon
100
Cisco
CSCO
$479B
$877K 0.19%
19,591
+3,608
+23% +$148K
2 3
4
5 6

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.