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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+12.31%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$37M
(+8.4%)
Cap. Flow
-$31.3M
Cap. Flow
% of AUM
-6.52%
Top 10 Holdings %
Top 10 Hldgs %
39.05%
Holding
300
New
96
Increased
93
Reduced
65
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
|
+$42M |
| 2 |
Nuveen Floating Rate Income Fund
JFR
|
+$4.08M |
| 3 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$2.73M |
| 4 |
RSF
RiverNorth Capital and Income Fund
RSF
|
+$2.46M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$1.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VAM
Vivaldi Opportunities Fund
VAM
|
+$47.2M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$42.8M |
| 3 |
Meta Platforms (Facebook)
META
|
+$8.32M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.53M |
| 5 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$4.15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 4.37% |
| 2 | Financials | 3.11% |
| 3 | Communication Services | 2.51% |
| 4 | Healthcare | 2.13% |
| 5 | Consumer Discretionary | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Thermo Fisher Scientific
TMO
$214B
| $1.32M | 0.28% |
3,173
-868
| -21% | -$291K |
|
77
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $1.3M | 0.27% |
23,673
+9,083
| +62% | +$484K |
|
|
DTF
78
DTF Tax-Free Income 2028 Term Fund
DTF
$80.6M
| $1.28M | 0.27% |
88,484
+9,399
| +12% | +$130K |
|
|
NTRL
79
First Trust Equity Market Neutral ETF
NTRL
$16.3M
| $1.27M | 0.27% |
65,437
+27,509
| +73% | +$538K |
|
80
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
| $1.26M | 0.26% |
16,292
+6,114
| +60% | +$397K |
|
81
Schwab U.S Small- Cap ETF
SCHA
$22.8B
| $1.21M | 0.25% |
67,752
+14,408
| +27% | +$216K |
|
82
iShares Russell 1000 Value ETF
IWD
$83.2B
| $1.2M | 0.25% |
9,813
| – | – |
|
83
iShares Core US Aggregate Bond ETF
AGG
$137B
| $1.19M | 0.25% |
10,044
+4,835
| +93% | +$566K |
|
84
Walt Disney
DIS
$182B
| $1.16M | 0.24% |
8,788
+1,618
| +23% | +$179K |
|
85
3M
MMM
$93.2B
| $1.11M | 0.23% |
8,110
-342
| -4% | -$43.1K |
|
86
iShares S&P 100 ETF
OEF
$20.5B
| $1.09M | 0.23% |
6,990
-10,073
| -59% | -$1.36M |
|
87
Vanguard Total World Stock ETF
VT
$79.1B
| $1.08M | 0.22% |
13,183
+2,701
| +26% | +$190K |
|
88
Johnson & Johnson
JNJ
$619B
| $1.08M | 0.22% |
7,201
+1,184
| +20% | +$173K |
|
89
Schwab US Mid-Cap ETF
SCHM
$14.9B
| $1.07M | 0.22% |
55,833
+13,443
| +32% | +$219K |
|
90
AbbVie
ABBV
$431B
| $1.06M | 0.22% |
11,087
-4,479
| -29% | -$394K |
|
91
UnitedHealth
UNH
$367B
| $1.02M | 0.21% |
3,173
-385
| -11% | -$110K |
|
92
Abbott
ABT
$187B
| $1.02M | 0.21% |
10,131
-4,072
| -29% | -$368K |
|
93
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $953K | 0.2% |
17,940
-562
| -3% | -$25.1K |
|
94
Accenture
ACN
$105B
| $943K | 0.2% |
4,105
+1,482
| +57% | +$280K |
|
|
MCA
95
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $913K | 0.19% |
60,407
+7,166
| +13% | +$96K |
|
96
Verizon
VZ
$195B
| $904K | 0.19% |
15,426
+6,708
| +77% | +$377K |
|
97
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $866K | 0.18% |
57,286
+7,870
| +16% | +$110K |
|
98
iShares Core S&P Small-Cap ETF
IJR
$111B
| $858K | 0.18% |
11,294
-1,918
| -15% | -$121K |
|
99
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $833K | 0.17% |
16,673
-2,100
| -11% | -$104K |
|
100
Home Depot
HD
$349B
| $792K | 0.16% |
2,814
+857
| +44% | +$196K |
|
Similar funds
FFM
AGAM
PPW
TFHU
FAN
ZDA
FIS
F
Vivaldi Capital Management's Q2 2020 Portfolio in Review
As of Q2 2020, Vivaldi Capital Management held 300 positions worth $480M, up 8.4% from $443M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Vivaldi Capital Management withdrew a net $31.3M in Q2 2020, closing 34 positions and reducing 65 holdings. Its most notable exit was Vivaldi Opportunities Fund, an estimated $47.2M position sold in full.
By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 2.6% a quarter earlier, followed by Financials and Communication Services.
Against the trend, Vivaldi Capital Management opened a new position in Nuveen Floating Rate Income Fund worth $4.34M.
- Vivaldi Capital Management's largest Q2 2020 buy was Nuveen Floating Rate Income Fund: 528,948 shares worth $4.34M.
- Vivaldi Capital Management added most to Angel Oak Financial Strategies Income Term Trust in Q2 2020, an estimated $42M increase.
- Vivaldi Capital Management's biggest Q2 2020 reduction was Meta Platforms (Facebook), cutting an estimated $8.32M.
- Vivaldi Capital Management fully exited Vivaldi Opportunities Fund in Q2 2020, selling an estimated $47.2M.
- Vivaldi Capital Management's ten largest holdings make up 39% of its $480M portfolio in Q2 2020.
- Vivaldi Capital Management opened 96 new positions and closed 34 in Q2 2020.
- Vivaldi Capital Management's portfolio value rose 8.4% quarter-over-quarter to $480M.
Based on Vivaldi Capital Management's 13F filing for Q2 2020, filed 13 Aug 2020.