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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$29.7M
Cap. Flow
+$104M
Cap. Flow %
23.36%
Top 10 Hldgs %
47.6%
Holding
255
New
37
Increased
88
Reduced
59
Closed
52

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$30.8M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$30.7M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.06M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$7.04M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$19.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.2M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.8M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.73M

Sector Composition

Rank Sector Weight
1 Communication Services 3.28%
2 Technology 2.58%
3 Financials 2.39%
4 Healthcare 2.32%
5 Consumer Staples 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTF
76
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$1.1M 0.25%
79,085
+36,417
+85% +$535K
BN icon
77
Brookfield
BN
$108B
$1.08M 0.24%
68,701
-10,594
-13% -$218K
SCHZ icon
78
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.08M 0.24%
+39,928
New +$1.08M
GLPI icon
79
Gaming and Leisure Properties
GLPI
$12.8B
$1.03M 0.23%
37,195
+2,000
+6% +$82K
MFL
80
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1.03M 0.23%
78,827
+40,637
+106% +$541K
IEFA icon
81
iShares Core MSCI EAFE ETF
IEFA
$196B
$998K 0.23%
19,999
-4,375
-18% -$260K
IWD icon
82
iShares Russell 1000 Value ETF
IWD
$83.7B
$973K 0.22%
9,813
– –
MMM icon
83
3M
MMM
$94.3B
$965K 0.22%
8,452
+134
+2% +$17.6K
ITOT icon
84
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$927K 0.21%
16,197
+9,393
+138% +$645K
IWF icon
85
iShares Russell 1000 Growth ETF
IWF
$128B
$927K 0.21%
24,616
– –
SHM icon
86
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$918K 0.21%
18,773
-142
-0.8% -$6.94K
CBOE icon
87
Cboe Global Markets
CBOE
$29.9B
$894K 0.2%
10,018
-124
-1% -$13.9K
UNH icon
88
UnitedHealth
UNH
$370B
$887K 0.2%
3,558
-505
-12% -$139K
GOOG icon
89
Alphabet (Google) Class C
GOOG
$4.32T
$878K 0.2%
15,100
-1,540
-9% -$104K
FINS
90
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$867K 0.2%
50,689
-110,000
-68% -$2.17M
JNJ icon
91
Johnson & Johnson
JNJ
$625B
$789K 0.18%
6,017
+599
+11% +$85K
VTEB icon
92
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$772K 0.17%
+14,590
New +$781K
CME icon
93
CME Group
CME
$94.8B
$759K 0.17%
4,389
-940
-18% -$187K
IBDL
94
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$757K 0.17%
30,032
-3,699
-11% -$93.2K
IEMG icon
95
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$749K 0.17%
18,502
+2,194
+13% +$108K
IBDO
96
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$747K 0.17%
29,864
-1,972
-6% -$50K
IJR icon
97
iShares Core S&P Small-Cap ETF
IJR
$112B
$741K 0.17%
13,212
+672
+5% +$50K
NTRL
98
First Trust Equity Market Neutral ETF
NTRL
$16.2M
$730K 0.16%
+37,928
New +$739K
MCA
99
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$720K 0.16%
53,241
+21,224
+66% +$301K
IBDM
100
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$710K 0.16%
28,818
-1,705
-6% -$42.3K
2 3
4
5 6

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Vivaldi Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Vivaldi Capital Management held 255 positions worth $443M, up 7.2% from $414M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Vivaldi Capital Management deployed $104M of net new capital in Q1 2020, opening 37 new positions and adding to 88 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.

By sector, the portfolio is most concentrated in Communication Services at 3.3% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Preferred Securities and Income ETF, an estimated $10.8M trimmed.

  • Vivaldi Capital Management's largest Q1 2020 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 467,267 shares worth $42.8M.
  • Vivaldi Capital Management added most to DWS Municipal Income Trust in Q1 2020, an estimated $5.1M increase.
  • Vivaldi Capital Management's biggest Q1 2020 reduction was First Trust Preferred Securities and Income ETF, cutting an estimated $10.8M.
  • Vivaldi Capital Management fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2020, selling an estimated $19.3M.
  • Vivaldi Capital Management's ten largest holdings make up 48% of its $443M portfolio in Q1 2020.
  • Vivaldi Capital Management opened 37 new positions and closed 52 in Q1 2020.
  • Vivaldi Capital Management's portfolio value rose 7.2% quarter-over-quarter to $443M.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.