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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$385B
$1.09M 0.26%
9,196
+714
+8% +$86.7K
T icon
77
AT&T
T
$162B
$1.06M 0.25%
37,071
+4,494
+14% +$119K
STI
78
DELISTED
SunTrust Banks, Inc.
STI
$1.04M 0.25%
+18,931
New +$1.21M
CF icon
79
CF Industries
CF
$18.2B
$1.01M 0.24%
20,637
+5,475
+36% +$265K
IBDK
80
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$992K 0.23%
39,927
-26,947
-40% -$669K
IJR icon
81
iShares Core S&P Small-Cap ETF
IJR
$111B
$988K 0.23%
12,699
-2,321
-15% -$180K
JNJ icon
82
Johnson & Johnson
JNJ
$613B
$946K 0.22%
7,309
-457
-6% -$60.2K
TXN icon
83
Texas Instruments
TXN
$246B
$944K 0.22%
7,304
+2,490
+52% +$307K
BYM
84
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$935K 0.22%
66,086
+5,981
+10% +$83.9K
SHM icon
85
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$927K 0.22%
18,915
– –
IWF icon
86
iShares Russell 1000 Growth ETF
IWF
$124B
$901K 0.21%
22,572
– –
SCHF icon
87
Schwab International Equity ETF
SCHF
$67.1B
$888K 0.21%
55,752
-576
-1% -$9.06K
FDX icon
88
FedEx
FDX
$73.2B
$887K 0.21%
6,090
+1,259
+26% +$203K
MET icon
89
MetLife
MET
$62B
$867K 0.21%
18,392
+5,103
+38% +$243K
SCHA icon
90
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$867K 0.21%
49,740
-1,084
-2% -$19.1K
C icon
91
Citigroup
C
$224B
$863K 0.2%
12,497
+112
+0.9% +$7.62K
SCHE icon
92
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$862K 0.2%
34,295
-706
-2% -$18K
SCHM icon
93
Schwab US Mid-Cap ETF
SCHM
$14.7B
$854K 0.2%
45,291
-981
-2% -$18.5K
PEP icon
94
PepsiCo
PEP
$191B
$840K 0.2%
6,130
-2,242
-27% -$298K
IBDO
95
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$834K 0.2%
32,568
-20,898
-39% -$533K
IBDL
96
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$830K 0.2%
32,709
-25,431
-44% -$644K
IEMG icon
97
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$811K 0.19%
16,545
-348
-2% -$17.3K
GLD icon
98
SPDR Gold Trust
GLD
$131B
$804K 0.19%
5,787
+50
+0.9% +$6.95K
IBDM
99
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$784K 0.19%
31,353
-22,542
-42% -$562K
CELG
100
DELISTED
Celgene Corp
CELG
$782K 0.19%
7,878
+119
+2% +$11.3K
2 3
4
5 6

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Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.