We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$638B
$1.21M 0.34%
15,001
+11,435
+321% +$872K
ABBV icon
77
AbbVie
ABBV
$431B
$1.19M 0.33%
14,813
+7,577
+105% +$620K
MET icon
78
MetLife
MET
$61.9B
$1.14M 0.32%
26,838
+19,771
+280% +$874K
ABT icon
79
Abbott
ABT
$182B
$1.13M 0.31%
14,130
+7,227
+105% +$538K
DIS icon
80
Walt Disney
DIS
$170B
$1.11M 0.31%
9,980
+5,034
+102% +$563K
CF icon
81
CF Industries
CF
$18.1B
$1.09M 0.3%
26,785
+22,028
+463% +$934K
XOP icon
82
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.63B
$1.09M 0.3%
+8,884
New +$1.07M
DMB
83
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$1.08M 0.3%
83,273
+9,781
+13% +$123K
WMT icon
84
Walmart Inc
WMT
$888B
$1.08M 0.3%
33,192
+25,863
+353% +$839K
IJS icon
85
iShares S&P Small-Cap 600 Value ETF
IJS
$8.41B
$1.05M 0.29%
+14,282
New +$1.06M
SCZ icon
86
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.05M 0.29%
+18,295
New +$1.02M
FLTR icon
87
VanEck IG Floating Rate ETF
FLTR
$2.97B
$1.05M 0.29%
41,684
-16,905
-29% -$423K
IQI icon
88
Invesco Quality Municipal Securities
IQI
$528M
$1.05M 0.29%
86,598
+10,099
+13% +$120K
GLW icon
89
Corning
GLW
$137B
$999K 0.28%
30,168
+17,870
+145% +$586K
SCHE icon
90
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$957K 0.27%
36,794
+3,039
+9% +$77K
CBOE icon
91
Cboe Global Markets
CBOE
$30.1B
$954K 0.27%
10,000
-3
-0% -$285
AMLP icon
92
Alerian MLP ETF
AMLP
$12.9B
$934K 0.26%
+18,632
New +$913K
MLNX
93
DELISTED
Mellanox Technologies, Ltd.
MLNX
$915K 0.25%
+7,733
New +$778K
WBA
94
DELISTED
Walgreens Boots Alliance
WBA
$885K 0.25%
13,986
+10,690
+324% +$730K
SCHA icon
95
Schwab U.S Small- Cap ETF
SCHA
$23.2B
$873K 0.24%
49,948
+2,068
+4% +$35.4K
TXN icon
96
Texas Instruments
TXN
$259B
$869K 0.24%
8,194
+5,462
+200% +$566K
IWF icon
97
iShares Russell 1000 Growth ETF
IWF
$127B
$854K 0.24%
22,568
-1,516
-6% -$54.5K
SCHM icon
98
Schwab US Mid-Cap ETF
SCHM
$15.1B
$854K 0.24%
46,233
+2,868
+7% +$51.2K
BWA icon
99
BorgWarner
BWA
$12.9B
$825K 0.23%
+24,404
New +$844K
SCHF icon
100
Schwab International Equity ETF
SCHF
$68.1B
$825K 0.23%
52,682
+7,516
+17% +$115K
2 3
4
5 6

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.