We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
51
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$1.75M 0.52%
148,152
-77,279
-34% -$840K
ABBV icon
52
AbbVie
ABBV
$432B
$1.69M 0.51%
9,761
+672
+7% +$98K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.12T
$1.68M 0.5%
4,262
+940
+28% +$330K
GOOGL icon
54
Alphabet (Google) Class A
GOOGL
$4.37T
$1.66M 0.5%
11,447
+1,714
+18% +$230K
IEFA icon
55
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.57M 0.47%
22,759
-233
-1% -$15.4K
VT icon
56
Vanguard Total World Stock ETF
VT
$79.7B
$1.54M 0.46%
14,796
+6,978
+89% +$672K
FNDE icon
57
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.8B
$1.49M 0.45%
56,132
+485
+0.9% +$12.7K
KTF
58
DWS Municipal Income Trust
KTF
$352M
$1.48M 0.44%
165,487
-209,188
-56% -$1.71M
JFR icon
59
Nuveen Floating Rate Income Fund
JFR
$1.25B
$1.46M 0.44%
+168,593
New +$1.35M
BGH
60
Barings Global Short Duration High Yield Fund
BGH
$286M
$1.44M 0.43%
102,663
-57,211
-36% -$732K
IQI icon
61
Invesco Quality Municipal Securities
IQI
$532M
$1.42M 0.43%
149,099
-262,952
-64% -$2.32M
MMU
62
Western Asset Managed Municipals Fund
MMU
$552M
$1.42M 0.43%
139,959
-201,742
-59% -$1.9M
AFB
63
AllianceBernstein National Municipal Income Fund
AFB
$316M
$1.41M 0.42%
131,025
-237,339
-64% -$2.36M
VNQ icon
64
Vanguard Real Estate ETF
VNQ
$39.1B
$1.4M 0.42%
16,997
-8,524
-33% -$676K
IMCV icon
65
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$1.4M 0.42%
21,087
-36
-0.2% -$2.24K
JPM icon
66
JPMorgan Chase
JPM
$947B
$1.38M 0.41%
7,933
+1,888
+31% +$286K
VIG icon
67
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.38M 0.41%
7,920
+288
+4% +$46.3K
BA icon
68
Boeing
BA
$183B
$1.36M 0.41%
6,670
+553
+9% +$118K
PRAA icon
69
PRA Group
PRAA
$788M
$1.34M 0.4%
58,663
-19
-0% -$355
DLY
70
DoubleLine Yield Opportunities Fund
DLY
$687M
$1.32M 0.4%
+85,521
New +$1.23M
JQC icon
71
Nuveen Credit Strategies Income Fund
JQC
$712M
$1.32M 0.4%
+244,515
New +$1.23M
DNP icon
72
DNP Select Income Fund
DNP
$4.08B
$1.32M 0.39%
152,219
-62,612
-29% -$566K
AWF
73
AllianceBernstein Global High Income Fund
AWF
$872M
$1.29M 0.39%
+125,355
New +$1.21M
META icon
74
Meta Platforms (Facebook)
META
$1.52T
$1.22M 0.36%
2,645
+917
+53% +$299K
HALO icon
75
Halozyme
HALO
$11.6B
$1.22M 0.36%
35,078
– –
1 2
3
4 5

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.