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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVT
51
DELISTED
BlackRock MuniVest Fund II
MVT
$1.74M 0.53%
+161,648
New +$1.75M
FNDF icon
52
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$1.67M 0.5%
53,320
+4,834
+10% +$150K
LAZR
53
DELISTED
Luminar Technologies
LAZR
$1.62M 0.49%
16,667
– –
SCHE icon
54
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.59M 0.48%
64,976
+651
+1% +$16.1K
SCHM icon
55
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.54M 0.47%
68,172
+1,953
+3% +$45K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$57.4B
$1.53M 0.46%
21,859
-10,383
-32% -$733K
IEFA icon
57
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.45M 0.44%
21,720
-406
-2% -$26.6K
VNQ icon
58
Vanguard Real Estate ETF
VNQ
$39B
$1.39M 0.42%
16,788
-6,637
-28% -$570K
ABBV icon
59
AbbVie
ABBV
$435B
$1.38M 0.42%
8,669
-1,467
-14% -$224K
HALO icon
60
Halozyme
HALO
$12.2B
$1.32M 0.4%
34,478
– –
BA icon
61
Boeing
BA
$185B
$1.3M 0.39%
6,123
-2,813
-31% -$584K
FNDE icon
62
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$1.3M 0.39%
49,811
+6,273
+14% +$163K
SPEM icon
63
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$1.29M 0.39%
37,782
-16,410
-30% -$564K
TMO icon
64
Thermo Fisher Scientific
TMO
$220B
$1.25M 0.38%
2,171
-170
-7% -$95.8K
VIG icon
65
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.18M 0.36%
7,693
-77
-1% -$11.8K
UNH icon
66
UnitedHealth
UNH
$370B
$1.13M 0.34%
2,401
-191
-7% -$92.2K
IWM icon
67
iShares Russell 2000 ETF
IWM
$83B
$1.11M 0.34%
6,244
-4,999
-44% -$920K
IMCV icon
68
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.11M 0.34%
17,982
+2,298
+15% +$147K
IDEV icon
69
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$1.1M 0.33%
18,212
-370
-2% -$22K
EFA icon
70
iShares MSCI EAFE ETF
EFA
$80.2B
$1.05M 0.32%
14,742
-55,345
-79% -$3.87M
INFL icon
71
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
$1.05M 0.32%
34,134
-264
-0.8% -$8.24K
BRK.B icon
72
Berkshire Hathaway Class B
BRK.B
$1.13T
$973K 0.29%
3,152
-3,376
-52% -$1.04M
XOM icon
73
ExxonMobil
XOM
$634B
$962K 0.29%
8,774
-1,279
-13% -$141K
VWO icon
74
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$953K 0.29%
23,578
-29,131
-55% -$1.19M
AMZN icon
75
Amazon
AMZN
$2.96T
$946K 0.29%
9,162
-1,045
-10% -$101K
1 2
3
4 5

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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.