We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-5.5%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$370M
AUM Growth
-$13.9M
Cap. Flow
+$6.02M
Cap. Flow %
1.63%
Top 10 Hldgs %
31.18%
Holding
234
New
16
Increased
93
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
NTRL
First Trust Equity Market Neutral ETF
NTRL
+$4.42M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$4.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$842K
4
VVR icon
Invesco Senior Income Trust
VVR
+$756K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$713K

Top Sells

Rank Stock Value
1
GHY
PGIM Global High Yield Fund
GHY
+$3.63M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.56M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.4M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$747K

Sector Composition

Rank Sector Weight
1 Real Estate 7.81%
2 Technology 4.93%
3 Financials 3.08%
4 Consumer Discretionary 2.7%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
51
DNP Select Income Fund
DNP
$4.09B
$2.08M 0.56%
205,583
– –
IWR icon
52
iShares Russell Mid-Cap ETF
IWR
$57.4B
$2.04M 0.55%
32,109
– –
JPM icon
53
JPMorgan Chase
JPM
$950B
$2.02M 0.55%
19,073
-39
-0.2% -$4.48K
VB icon
54
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$1.98M 0.53%
11,257
-82
-0.7% -$15.5K
PRAA icon
55
PRA Group
PRAA
$755M
$1.9M 0.51%
58,636
– –
IWM icon
56
iShares Russell 2000 ETF
IWM
$83B
$1.9M 0.51%
11,241
-62
-0.5% -$11.3K
VTV icon
57
Vanguard Morningstar Value ETF
VTV
$191B
$1.89M 0.51%
14,988
+768
+5% +$104K
LAZR
58
DELISTED
Luminar Technologies
LAZR
$1.83M 0.5%
16,667
– –
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.32T
$1.8M 0.49%
18,083
+563
+3% +$62.9K
PFE icon
60
Pfizer
PFE
$153B
$1.78M 0.48%
42,102
-248
-0.6% -$12.1K
BRK.B icon
61
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.74M 0.47%
6,463
+126
+2% +$35.9K
KLDW
62
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$1.69M 0.46%
50,498
– –
ICF icon
63
iShares Select U.S. REIT ETF
ICF
$2.09B
$1.69M 0.46%
32,843
+4,195
+15% +$261K
SCHE icon
64
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.61M 0.43%
70,534
+4,814
+7% +$119K
SCHA icon
65
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.6M 0.43%
82,494
+6,348
+8% +$133K
IEFA icon
66
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.43M 0.39%
26,747
+860
+3% +$50.6K
SCHM icon
67
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.38M 0.37%
66,705
+6,474
+11% +$144K
ABBV icon
68
AbbVie
ABBV
$435B
$1.38M 0.37%
9,930
-13
-0.1% -$1.86K
IWF icon
69
iShares Russell 1000 Growth ETF
IWF
$128B
$1.35M 0.37%
25,472
+4
+0% +$235
UNH icon
70
UnitedHealth
UNH
$370B
$1.22M 0.33%
2,422
-246
-9% -$129K
AAXJ icon
71
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$1.21M 0.33%
20,425
+3,815
+23% +$253K
TMO icon
72
Thermo Fisher Scientific
TMO
$220B
$1.21M 0.33%
2,316
-14
-0.6% -$7.83K
VT icon
73
Vanguard Total World Stock ETF
VT
$79.8B
$1.16M 0.31%
14,472
-1,897
-12% -$167K
XLE icon
74
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1.16M 0.31%
28,342
-856
-3% -$32.4K
BA icon
75
Boeing
BA
$185B
$1.16M 0.31%
8,900
+36
+0.4% +$5.52K
1 2
3
4 5

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Vivaldi Capital Management held 234 positions worth $370M, down 3.6% from $384M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Vivaldi Capital Management's Q3 2022 filing shows 16 new, 93 increased, 79 reduced and 12 closed positions. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M. The largest sale was PGIM Global High Yield Fund, an estimated $3.63M.

By sector, the portfolio is most concentrated in Real Estate at 7.8% of assets, down from 8% a quarter earlier, followed by Technology and Financials.

  • Vivaldi Capital Management's largest Q3 2022 buy was Blackstone Strategic Credit 2027 Term Fund: 378,691 shares worth $4.07M.
  • Vivaldi Capital Management added most to First Trust Equity Market Neutral ETF in Q3 2022, an estimated $4.42M increase.
  • Vivaldi Capital Management's biggest Q3 2022 reduction was State Street SPDR Portfolio Short Term Treasury ETF, cutting an estimated $2.56M.
  • Vivaldi Capital Management fully exited PGIM Global High Yield Fund in Q3 2022, selling an estimated $3.63M.
  • Vivaldi Capital Management's ten largest holdings make up 31% of its $370M portfolio in Q3 2022.
  • Vivaldi Capital Management opened 16 new positions and closed 12 in Q3 2022.
  • Vivaldi Capital Management's portfolio value fell 3.6% quarter-over-quarter to $370M.

Based on Vivaldi Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.