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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
-3.84%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$384M
AUM Growth
-$47.5M
Cap. Flow
+$13.2M
Cap. Flow %
3.44%
Top 10 Hldgs %
35.63%
Holding
234
New
26
Increased
79
Reduced
79
Closed
18

Top Buys

Rank Stock Value
1
AOMR
Angel Oak Mortgage REIT
AOMR
+$32.2M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$13.2M
3
IAU icon
iShares Gold Trust
IAU
+$2.79M
4
MYD
BlackRock MuniYield Fund
MYD
+$2.43M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$15.6M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$10.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.37M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.33M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5M

Sector Composition

Rank Sector Weight
1 Real Estate 8.36%
2 Technology 4.91%
3 Financials 3.28%
4 Consumer Discretionary 2.92%
5 Healthcare 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFB
51
AllianceBernstein National Municipal Income Fund
AFB
$317M
$2.02M 0.53%
+176,326
New +$2.36M
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.32T
$1.95M 0.51%
16,740
+3,200
+24% +$435K
KLDW
53
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$1.91M 0.5%
50,498
-457
-0.9% -$19.7K
IQI icon
54
Invesco Quality Municipal Securities
IQI
$534M
$1.91M 0.5%
+188,585
New +$2.26M
PFE icon
55
Pfizer
PFE
$153B
$1.89M 0.49%
37,823
-495
-1% -$25.7K
BRK.B icon
56
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.84M 0.48%
5,918
+14
+0.2% +$4.53K
ICF icon
57
iShares Select U.S. REIT ETF
ICF
$2.09B
$1.83M 0.48%
28,790
-752
-3% -$51.8K
AWF
58
AllianceBernstein Global High Income Fund
AWF
$872M
$1.83M 0.48%
188,486
+23,058
+14% +$258K
VTV icon
59
Vanguard Morningstar Value ETF
VTV
$191B
$1.77M 0.46%
+12,640
New +$1.84M
IEFA icon
60
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.73M 0.45%
27,420
+6,491
+31% +$459K
MMU
61
Western Asset Managed Municipals Fund
MMU
$554M
$1.69M 0.44%
+158,948
New +$1.95M
BGH
62
Barings Global Short Duration High Yield Fund
BGH
$287M
$1.65M 0.43%
+118,839
New +$1.9M
SCHE icon
63
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.64M 0.43%
65,103
-4,821
-7% -$140K
ABBV icon
64
AbbVie
ABBV
$435B
$1.61M 0.42%
10,460
+464
+5% +$67.4K
SCHA icon
65
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.58M 0.41%
76,350
+570
+0.8% +$13.5K
IWF icon
66
iShares Russell 1000 Growth ETF
IWF
$128B
$1.48M 0.39%
25,464
+828
+3% +$56.5K
VGSH icon
67
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.45M 0.38%
24,559
+7,034
+40% +$423K
VT icon
68
Vanguard Total World Stock ETF
VT
$79.8B
$1.37M 0.36%
15,168
-3,782
-20% -$383K
SCHM icon
69
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.36M 0.36%
60,261
+750
+1% +$18.8K
VIG icon
70
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.35M 0.35%
8,978
-1,329
-13% -$214K
CMF icon
71
iShares California Muni Bond ETF
CMF
$4.62B
$1.3M 0.34%
23,340
-60,774
-72% -$3.66M
JNJ icon
72
Johnson & Johnson
JNJ
$625B
$1.27M 0.33%
7,200
+119
+2% +$20.2K
TMO icon
73
Thermo Fisher Scientific
TMO
$220B
$1.26M 0.33%
2,329
-103
-4% -$59.2K
PPT
74
Franklin Premier Income Trust
PPT
$328M
$1.26M 0.33%
+329,952
New +$1.34M
UNH icon
75
UnitedHealth
UNH
$370B
$1.25M 0.33%
2,576
-219
-8% -$106K
1 2
3
4 5

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Vivaldi Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Vivaldi Capital Management held 234 positions worth $384M, down 11% from $432M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $13.2M of net new capital in Q1 2022, opening 26 new positions and adding to 79 existing holdings. Its largest new stake was Angel Oak Mortgage REIT: 1,946,199 shares worth $27.6M.

By sector, the portfolio is most concentrated in Real Estate at 8.4% of assets, up from 1.2% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $15.6M trimmed.

  • Vivaldi Capital Management's largest Q1 2022 buy was Angel Oak Mortgage REIT: 1,946,199 shares worth $27.6M.
  • Vivaldi Capital Management added most to iShares Gold Trust in Q1 2022, an estimated $2.79M increase.
  • Vivaldi Capital Management's biggest Q1 2022 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $15.6M.
  • Vivaldi Capital Management fully exited Athene Holding Ltd. Class A Common Shares in Q1 2022, selling an estimated $563K.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $384M portfolio in Q1 2022.
  • Vivaldi Capital Management opened 26 new positions and closed 18 in Q1 2022.
  • Vivaldi Capital Management's portfolio value fell 11% quarter-over-quarter to $384M.

Based on Vivaldi Capital Management's 13F filing for Q1 2022, filed 16 May 2022.